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Tracy Beth Cohen-McLuckie

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Pittsboro, NCCRD #1894709Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
20 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
AlabamaArkansasCaliforniaColoradoFloridaIllinoisIndianaMarylandMassachusettsMissouriNebraskaNew JerseyNew YorkNorth CarolinaOhioOklahomaPennsylvaniaTexasVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/11/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 11/29/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/19/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH MANAGEMENTCurrent
7/22/2022Pittsboro, NC
B. RILEY WEALTH ADVISORS, INC.Current
6/21/2016Pittsboro, NC
JHS CAPITAL ADVISORS, LLC
11/16/20116/25/2015Plainview, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tracy Beth Cohen-McLuckie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Tracy Beth Cohen-McLuckie - Financial Advisor in Pittsboro, NC | AdvisorFinder