AdFi
NC

Nora Christova Brazier

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Allen, TXCRD #4556402Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
15 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nora Christova Brazier has worked in the securities industry since 2005. They are registered to provide investment advisory services in 15 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArizonaArkansasCaliforniaColoradoConnecticutDelawareFloridaGeorgiaHawaiiIllinoisKansasLouisianaMontanaTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/29/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 3/29/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/17/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH MANAGEMENTCurrent
5/15/2023Allen, TX
B. RILEY WEALTH ADVISORS, INC.Current
5/15/2023Allen, TX
STIFEL, NICOLAUS & COMPANY, INCORPORATED
8/25/20204/20/2023Dallas, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
9/30/20168/26/2020Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at B. RILEY WEALTH ADVISORS, INC.

Showing 12 of 168 in the directory

View B. RILEY WEALTH ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nora Christova Brazier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Nora Christova Brazier - Financial Advisor in Allen, TX | AdvisorFinder