Vachel Pennebaker
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Vachel Pennebaker is an investment adviser representative with J.p. Morgan Securities LLC in Mooresville, NC, where they have been registered since 2023. They have worked in the securities industry since 2023 and were previously registered with Florida Financial Advisors, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
1 state or territory
North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Florida Financial Advisors (DBA Tristate Financial Advisors)Jan 2023 – Oct 2023Charlotte, NC
- Willy Brooks BBQFeb 2022 – Nov 2022Boone, NC
- Five GuysJan 2017 – Jul 2018Asheville, NC
- Cold Stone CreameryAug 2015 – Dec 2016Asheville, NC
- J.p. Morgan Securities LLCOct 2023 – no end date reportedMooresville, NC
- Jpmorgan Chase BANK, N.A.Oct 2023 – no end date reportedMooresville, NC
- DVL Pennco Inc. / 1800 got JunkSep 2018 – Jan 2022Asheville, NC
- UnemployedAug 2018 – Aug 2018Asheville, NC
- UnemployedDec 2022 – Dec 2022Boone, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vachel Pennebaker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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