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Vito Antonio Francone

Investment Adviser Representative at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Newport Beach, CACRD #2349326Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
13 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Vito Antonio Francone has worked in the securities industry since 1995. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ArizonaCaliforniaDelawareFloridaNevadaNew JerseyNew YorkOklahomaSouth CarolinaTexasUtahVermontVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/15/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 1/11/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/22/1994
Series 24
General Securities Principal Examination
Passed 9/2/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Alexander Capital Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALEXANDER CAPITAL, L.P.Current
10/31/2022Newport Beach, CA
ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCurrent
10/31/2022Newport Beach, CA
CROWN CAPITAL SECURITIES, L.P.
3/8/201711/1/2022Newport Beach, CA
INDEPENDENT FINANCIAL GROUP, LLC
8/26/201312/1/2016Buena Park, CA
LPL FINANCIAL LLC
5/7/20049/23/2013Newport Beach, CA
A. G. EDWARDS & SONS, INC.
7/8/19975/12/2004Laguna Beach, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Vito Antonio Francone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Vito Antonio Francone - Financial Advisor in Newport Beach, CA | AdvisorFinder