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Wendy Tamie Martinez

Investment Adviser Representative at GALLAGHER FIDUCIARY ADVISORS, LLC

Irvine, CACRD #2668422Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
2 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/19/2000
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 9/4/2018
Series 7
General Securities Representative Examination
Passed 10/24/1995
Series 53
Municipal Securities Principal Examination
Passed 2/21/2001
Series 4
Registered Options Principal Examination
Passed 10/27/2000
Series 24
General Securities Principal Examination
Passed 5/28/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Gallagher Fiduciary Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GALLAGHER FIDUCIARY ADVISORS, LLCCurrent
8/10/2023Irvine, CA
F3LOGIC, LLC
10/1/20195/19/2023Burnsville, MN
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
10/11/20006/25/2018El Segundo, CA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wendy Tamie Martinez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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