AdFi
WA

William Augustine Boykin V

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Hunt Valley, MDCRD #5836676Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
33 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William Augustine Boykin has worked in the securities industry since 2010. They are registered to provide investment advisory services in 33 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 33 states
ArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisIowaKansasLouisianaMaineMarylandMassachusettsNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaPuerto RicoRhode IslandSouth CarolinaTennesseeTexasUtahVirginiaWashingtonWest VirginiaWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/21/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 12/9/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/11/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
2/25/2020Hunt Valley, MD
STORMHARBOUR SECURITIES LP
11/12/20101/7/2020New York, NY

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Augustine Boykin V has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Augustine Boykin V - Financial Advisor in Hunt Valley, MD | AdvisorFinder