AdFi
WB

William Barry Vincente

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Plymouth, MACRD #3157004Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
53 states
Exams Passed
11

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/7/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 2/5/1999
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/2/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/29/1998
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 7/26/2013
Series 4
Registered Options Principal Examination
Passed 9/2/2008
Series 24
General Securities Principal Examination
Passed 4/7/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
8/8/2012Plymouth, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
10/23/2009Plymouth, MA
BANC OF AMERICA INVESTMENT SERVICES, INC.
12/13/200610/23/2009Lincoln, RI
E*TRADE SECURITIES LLC
5/8/20067/31/2006Boston, MA
BROWNCO, LLC
6/5/20035/8/2006Boston, MA
METLIFE SECURITIES INC.
12/17/20023/31/2003Springfield, MA
METROPOLITAN LIFE INSURANCE COMPANY
12/17/20023/31/2003New York, NY
SCUDDER DISTRIBUTORS, INC.
10/19/20015/9/2002Chicago, IL
SCUDDER INVESTOR SERVICES, INC.
1/1/199910/19/2001New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Barry Vincente has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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