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William C Carlisle

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Fairfield, IACRD #5970287Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaIowaNorth Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/24/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/3/2011
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/5/2015
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 2/26/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $100,0002.50%
$100,001 - $250,0002.25%
$250,001 - $500,0002.00%
$500,001 - $1,000,0001.75%
$1,000,001 - $2,000,0001.50%
$2,000,001 - $5,000,0001.25%
$5,000,001 - $10,000,0001.00%
$10,000,001 & Up0.75%
Source

Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANDERBILT ADVISORY SERVICESCurrent
6/3/2025Fairfield, IA
MORGAN STANLEY
9/5/20234/10/2024San Diego, CA
E*TRADE CAPITAL MANAGEMENT, LLC
5/9/20229/5/2023San Diego, CA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
5/26/20209/24/2021Corte Madera, CA
TD AMERITRADE, INC.
5/26/20209/24/2021Corte Madera, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
9/18/20185/20/2020San Diego, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/28/20131/22/2018Chandler, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William C Carlisle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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