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William De Cardenas

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Alpharetta, GACRD #2766308Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
22 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
AlabamaCaliforniaFloridaGeorgiaIllinoisKentuckyLouisianaMichiganMinnesotaNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaPuerto RicoSouth CarolinaTennesseeTexasVirgin IslandsVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/15/2009
Series 65
Uniform Investment Adviser Law Examination
Passed 9/25/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 8/30/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/23/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
7/19/2021Alpharetta, GA
LPL FINANCIAL LLC
10/22/20207/16/2021Miami, FL
CETERA INVESTMENT ADVISERS LLC
9/1/201510/21/2020Miami, FL
WELLS FARGO ADVISORS, LLC
2/19/20134/8/2014Miami Shores, FL
BB&T INVESTMENT SERVICES, INC.
5/20/20102/20/2013Key West, FL
EDWARD JONES
6/24/20093/5/2010Miami, FL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William De Cardenas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William De Cardenas - Financial Advisor in Alpharetta, GA | AdvisorFinder