William James Hodge Jr
Investment Adviser Representative at Independent Advisor Alliance, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William James Hodge Jr. is an investment adviser representative in Columbia, SC, currently registered with Independent Advisor Alliance, LLC and LPL Financial LLC. They have worked in the securities industry since 2016. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia, South Carolina, and Texas.
Office
Advisors at this office: 9
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Georgia, South Carolina, Texas
- Broker:
5 states and territories
Florida, Georgia, North Carolina, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- SELF Employed -Independent Insurance ProducerSep 2015 – Jun 2017Evans, GA
- Allstate Insurance CompanyJun 2017 – Dec 2021Augusta, GA
- Iron Bridge Enterprises LLCJun 2017 – no end date reportedAugusta, GA
- LPL Financial LLCJan 2022 – no end date reportedColumbia, SC
- First Community BankJan 2022 – no end date reportedColumbia, SC
- Independent Advisor Alliance, LLCAug 2022 – no end date reportedColumbia, SC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Advisor Alliance, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 303
- Offices listed on AdvisorFinder:
- 115
- Main office:
- Charlotte, NC
- Founded:
- 1993
- SEC file number:
- 801-78808
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Independent Advisor Alliance, LLC
Showing 12 of 303 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William James Hodge Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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