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William Peter Franca

Investment Adviser Representative at SILVER OAK SECURITIES, INC.

Brentwood, TNCRD #1719193Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaKentuckyTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/16/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 10/16/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/19/1987
Series 24
General Securities Principal Examination
Passed 4/5/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Silver OAK Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SILVER OAK SECURITIES, INC.Current
3/17/2016Brentwood, TN
VISION401KCurrent
8/22/2012Brentwood, TN
RAFFERTY CAPITAL MARKETS, LLC
1/23/20068/8/2013Boston, MA
CLARENDON INSURANCE AGENCY, INC.
12/11/200212/31/2004Waltham, MA
MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC.
9/4/199812/31/2004Wellesley Hills, MA
KEYPORT FINANCIAL SERVICES CORP.
7/18/20021/29/2003Wellesley Hills, MA
NEW ENGLAND SECURITIES
7/31/19974/29/1998New York, NY
WOOD LOGAN ASSOCIATES, INC.
6/27/19957/31/1996Stamford, CT
AMSOUTH INVESTMENT SERVICES, INC.
1/29/19955/1/1995Birmingham, AL
AMERICAN CAPITAL MARKETING, INC.
8/2/199412/31/1994
TRANSAMERICA FUND DISTRIBUTORS, INC.
10/7/19937/19/1994Houston, TX
GLENFED BROKERAGE SERVICES
1/4/19909/14/1993Glendale, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
9/24/19871/4/1990New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Peter Franca has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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