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William Robert Bergstrom

Investment Adviser Representative at FOCUS FINANCIAL

Minneapolis, MNCRD #1296561Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
37 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 37 states
AlabamaArizonaArkansasCaliforniaColoradoFloridaGeorgiaIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMarylandMassachusettsMichiganMinnesotaMontanaNebraskaNevadaNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOregonPennsylvaniaSouth CarolinaSouth DakotaTexasVermontVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/29/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/15/1984
Series 24
General Securities Principal Examination
Passed 3/10/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Focus Financial Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOCUS FINANCIALCurrent
2/28/2005 – Minneapolis, MN
OSAIC WEALTH, INC.Current
4/21/1995 – Bayport, MN
WORKMAN SECURITIES CORPORATION
8/5/1994 – 4/21/1995Eden Prairie, MN
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
9/25/1984 – 8/15/1994Minneapolis, MN
IDS LIFE INSURANCE COMPANY
9/25/1984 – 8/15/1994Minneapolis, MN
IDS FINANCIAL SERVICES INC.
9/25/1984 – 12/24/1986Minneapolis, MN

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View FOCUS FINANCIAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Robert Bergstrom has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.