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William Robert Ferrell

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Fort Wayne, INCRD #2498940Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IndianaMassachusetts
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/29/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/28/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/22/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/24/2015Fort Wayne, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/24/2015Auburn, IN
WELLS FARGO ADVISORS, LLC
1/3/20113/26/2015Auburn, IN
WELLS FARGO INVESTMENTS, LLC
4/11/20011/3/2011Fort Wayne, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Robert Ferrell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Robert Ferrell - Financial Advisor in Fort Wayne, IN | AdvisorFinder