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William Warren Bell

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Midland, TXCRD #1425706Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
7 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William Warren Bell has worked in the securities industry since 1986. They are registered to provide investment advisory services in Alabama, Georgia, Louisiana, Ohio, Oklahoma, Texas, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
AlabamaGeorgiaLouisianaOhioOklahomaTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/30/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 12/2/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 5/9/1988
Series 5
Interest Rate Options Examination
Passed 5/9/1988
Series 3
National Commodity Futures Examination
Passed 12/23/1985
Series 7
General Securities Representative Examination
Passed 11/16/1985
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 8/23/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RCA ADVISORY SERVICESCurrent
7/6/2016Midland, TX
IFS ADVISORY, LLC
11/15/20133/29/2017Midlant, TX
WELLS FARGO ADVISORS, LLC
1/24/200011/19/2013Midland, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Warren Bell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Warren Bell - Financial Advisor in Midland, TX | AdvisorFinder