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Ying Ying Jing

Investment Adviser Representative at OCEANIQ CAPITAL, LLC

SAN FRANCISCO, CACRD #4626484Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/21/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/2003
SIE
Securities Industry Essentials Examination
Passed 7/2/2015
Series 7
General Securities Representative Examination
Passed 4/21/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

OCEANIQ Capital, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CREDIT SUISSE SECURITIES (USA) LLC
8/2/201212/31/2013SAN FRANCISCO, CA
BANC OF AMERICA INVESTMENT SERVICES, INC.
6/11/200910/23/2009PALO ALTO, CA
BANC OF AMERICA INVESTMENT SERVICES, INC.
4/24/20039/10/2007SAN FRANCISCO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/23/20097/31/2012MENLO PARK, CA
BANC OF AMERICA INVESTMENT SERVICES, INC.
10/20/20081/29/2009FREMONT, CA
S F SENTRY SECURITIES, INC.
1/28/20147/2/2015SAN FRANCISCO, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ying Ying Jing has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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