OC
OCEANIQ CAPITAL, LLC
SEC RegisteredREDWOOD CITY, CAhttps://oceaniqcapital.com(415) 432-7580
Assets Under Management
$100M–$500M
Employees
7
Office Locations
1 office
Total Accounts
452
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingState/Municipal
Services
Private funds / alternatives
Venture Capital
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 0 | $0 |
| High Net Worth Individuals | 448 | $312M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 4 | $22M |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Kai Chen
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
Ying Ying Jing
CHIEF OPERATING OFFICER
Oceaniq Group Llc
OWNER
Kai Chen
MANAGING MEMBER
Office locations
1 office in 1 state
CA
REDWOOD CITYHQ
Advisors at this firm
5 advisors in the directory
Kai Chen
Investment Adviser Representative
Qianqian He
Investment Adviser Representative
Ying Ying Jing
Investment Adviser Representative
Michael Pang
Investment Adviser Representative
Tsun Tat Wong
Investment Adviser Representative
Regulatory & compliance
CRD number
#168062
SEC Number
801-113911
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Performance-based
Data as of April 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
oceaniqcapital.comPhone
(415) 432-7580Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. OCEANIQ CAPITAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.