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Oceaniq Capital, LLC

SEC Registered

Private Wealth Management & Venture Investment for Executives & Entrepreneurs

Redwood City, CAhttps://oceaniqcapital.com(415) 432-7580
Assets Under Management
$100M–$500M
Employees
7
Office Locations
1 office
Total Accounts
452

About the firm

Headquartered in Silicon Valley, OceanIQ Capital is a boutique investment management firm operating as a private wealth manager and venture investor, utilizing collaborative networks to deliver outstanding performance for our clients' long-term success. As a multi-family office, the firm bridges the US and Asia to cater to the complex challenges and needs of internationally situated families.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingState/Municipal

Areas of expertise

Private Wealth ManagementVenture InvestmentMulti-family OfficeAlternative InvestmentsCross-border US-AsiaPrivate EquityVenture Capitalpre-IPOCryptocurrency FundsOpportunity Zone FundsTax Planning+4 more

Services

Liquid investments (independent strategy, consolidated reporting, unique investment platform), alternative investments (opportunity zone funds, private REITs, secondary funds, direct lending funds, venture capital funds, cryptocurrency funds, private equity funds, QDLP RMB fund), special purpose vehicle investments (pre-IPO opportunities, private funds in venture capital and cryptocurrency), tax planning, risk management, philanthropic planning, corporate management, education consultation, real estate investing advice, and immigration advising.

Private funds / alternatives
Venture Capital

Who they serve

Executives and entrepreneurs, including internationally situated families with cross-border financial needs between the US and Asia.

Client segmentClientsAssets managed
Individuals (Non-HNW)0$0
High Net Worth Individuals448$312M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans4$22M
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

Leadership

Kai Chen
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
Ying Ying Jing
CHIEF OPERATING OFFICER
Oceaniq Group Llc
OWNER
Kai Chen
MANAGING MEMBER

Office locations

1 office in 1 state
CA
Redwood CityHQ

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#168062
SEC Number
801-113911
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Performance-based
Minimum: $1,100,000
Asset tierAnnual rate
Under $5,000,0001.00%
$5,000,000 to $25,000,0000.50%
Over $25,000,0000.35%

Data as of April 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Oceaniq Capital, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Oceaniq Capital, LLC in Redwood City, CA | AdvisorFinder