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Zachary Shaw Littleton

Investment Adviser Representative at OXFORD FINANCIAL GROUP, LTD

Grand Rapids, MICRD #5295870Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
IndianaMichiganTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/18/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 3/22/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/7/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/14/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Oxford Financial Group, Ltd Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OXFORD FINANCIAL GROUP, LTDCurrent
11/18/2021Grand Rapids, MI
J.P. MORGAN SECURITIES LLC
5/5/20118/27/2021Grand Rapids, MI
CHASE INVESTMENT SERVICES CORP.
3/15/20075/6/2011Chicago, IL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Zachary Shaw Littleton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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