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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BR

Brian R Bach

Connecticut·CRD #1535253
Dual-registered

Dual-registered at ALPHASTAR CAPITAL MANAGEMENT

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
BR

Brian Reed Brown

California·CRD #2218631
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
3
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BR

Brian Regan

Massachusetts·CRD #6923110
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
8 yrs
States
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
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BR

Brian R Ehrenberg

Alabama·CRD #3243178
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
34
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Reisner

California·CRD #7826289
IA Rep

Investment Adviser Rep at LIDO

Experience
2 yrs
States
3
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
BR

Brian R Enos

New Jersey·CRD #5760615
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
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BR

Brian Reppert

New Jersey·CRD #6834362
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian R Flynn

California·CRD #5889062
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
15 yrs
States
12
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BR

Brian Richard Clauer

Arizona·CRD #2573786
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
31 yrs
States
9
Exams
7
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
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BR

Brian Richard Devries

Washington·CRD #8208258
Dual-registered

Dual-registered at ALPHASTAR CAPITAL MANAGEMENT

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
BR

Brian Richard Fleming

Alabama·CRD #5584141
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
53
Exams
8
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Richard Gibson

California·CRD #7036668
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
14
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
BR

Brian Richard Goldberg

California·CRD #4095279
Dual-registered

Dual-registered at BANYAN TREE ASSET MANAGEMENT, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Fee
AUM / Other
Minimum
$20.0M
View profile
BR

Brian Richard Janus

Arizona·CRD #2899680
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
37
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Richard Johns

Alaska·CRD #3037322
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
41
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Richard Kerns

Colorado·CRD #6106400
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BR

Brian Richard Lee

Alabama·CRD #1731124
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
51
Exams
4
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Richard Losey Jr

Florida·CRD #2527666
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
32 yrs
States
10
Exams
8
Since
1994
Fee
AUM / Hourly / Flat Fee
View profile
BR

Brian Richard Martin

Alabama·CRD #4480611
Dual-registered

Dual-registered at STERLING CAPITAL MANAGEMENT LLC

Experience
24 yrs
States
51
Exams
6
Since
2002
Est. fee
AUM / Flat Fee / Performance-based
View profile
BR

Brian Richard McAuley

California·CRD #4937688
IA Rep

Investment Adviser Rep at EAGLE HARBOR ASSET MANAGEMENT, INC.

Experience
21 yrs
States
2
Exams
1
Since
2005
Est. fee
AUM
Minimum
$500k
View profile
BR

Brian Richard Mohoric

Washington·CRD #6628415
Dual-registered

Dual-registered at COMPOSITION WEALTH, LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
BR

Brian Richard Nodolf

Wisconsin·CRD #4855005
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
22 yrs
States
1
Exams
8
Since
2004
Fee
AUM / Other
View profile
BR

Brian Richard Santosuosso

New Jersey·CRD #8048483
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Richard Skrobonja

Alabama·CRD #2430902
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
32 yrs
States
25
Exams
5
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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