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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BR

Brian Richard Smith

Alabama·CRD #2254831
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
22
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BR

Brian R Mohler

Alabama·CRD #5422709
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
31
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian R Mondics

Indiana·CRD #7545075
IA Rep

Investment Adviser Rep at SMI ADVISORY SERVICES, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM
Minimum
$100k
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BR

Brian R Nimr

Arizona·CRD #7350722
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
33
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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BR

Brian Robert Bell

Arizona·CRD #2335025
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
27
Exams
6
Since
1993
Est. fee
AUM / Flat Fee
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BR

Brian Robert Bischoff

Indiana·CRD #2564187
Dual-registered

Dual-registered at BISCHOFF WEALTH MANAGEMENT GROUP, LLC

Experience
28 yrs
States
1
Exams
6
Since
1998
Est. fee
AUM / Flat Fee
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BR

Brian Robert Bortz

Louisiana·CRD #3225344
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
26 yrs
States
2
Exams
1
Since
2000
Fee
AUM / Hourly / Flat Fee
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BR

Brian Robert Deblinger

Alabama·CRD #6277036
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
53
Exams
8
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Robert Doan

Washington·CRD #4999965
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Fee
AUM / Other
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BR

Brian Robert Ellis

Michigan·CRD #4435120
IA Rep

Investment Adviser Rep at BROOKTREE CAPITAL MANAGEMENT INC.

Experience
16 yrs
States
1
Exams
1
Since
2010
Est. fee
AUM
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BR

Brian Robert Gloria

Illinois·CRD #5700637
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
BR

Brian Robert Koch

California·CRD #4029613
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
18 yrs
States
4
Exams
3
Since
2008
Fee
AUM
View profile
BR

Brian Robert Lynch

Arkansas·CRD #6721331
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
13
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
BR

Brian Robert Page

Illinois·CRD #1638729
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
4
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BR

Brian Robert Sheehy

Arizona·CRD #2500378
Dual-registered

Dual-registered at MARIDEA WEALTH MANAGEMENT

Experience
32 yrs
States
18
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
BR

Brian Robertson Cumming

New York·CRD #6169579
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
4
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
BR

Brian Robert Zimny

Alaska·CRD #4908038
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
21 yrs
States
34
Exams
3
Since
2005
Est. fee
AUM / Flat Fee
View profile
BR

Brian Robinson

Alabama·CRD #5103674
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
5 yrs
States
5
Exams
5
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
BR

Brian Roche

Alabama·CRD #5154161
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
37
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian R O'Connor

California·CRD #1910395
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
25
Exams
6
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Roger Marks

Alabama·CRD #4900885
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
31
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Roger Williams

North Carolina·CRD #4154441
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Roland

Alabama·CRD #4909994
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
53
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brian Ronald Barone

Florida·CRD #3229891
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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