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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BR

Brooke R Thompson

Alabama·CRD #4218986
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
53
Exams
7
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
BL

Brookes Lauren Welc

Michigan·CRD #6343101
IA Rep

Investment Adviser Rep at BRIGHT FINANCIAL ADVISORS, INC.

Experience
12 yrs
States
1
Since
2014
Fee
AUM / Hourly / Flat Fee
View profile
BS

Brooke Stephens

California·CRD #6017796
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
18
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
View profile
BT

Brooke Thayer

Alabama·CRD #7617117
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
44
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
BW

Brooke Wearen Haskins

Arizona·CRD #2824323
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
11
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BW

Brooke W Harman

Alabama·CRD #6697414
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
41
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
BH

Brook Hoover

Louisiana·CRD #6356287
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
12 yrs
States
2
Exams
1
Since
2014
Fee
AUM / Hourly / Flat Fee
View profile
BC

Brooklyn Clark Griffin

California·CRD #6855971
IA Rep

Investment Adviser Rep at LIDO

Experience
8 yrs
States
5
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
BL

Brooklyn Louise Strang

Illinois·CRD #7885318
IA Rep

Investment Adviser Rep at ROSEMEYER MANAGEMENT GROUP

Experience
2 yrs
States
3
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
View profile
BR

Brooklyn Rose Maldonado

Kansas·CRD #7717415
IA Rep

Investment Adviser Rep at LEGACY FINANCIAL STRATEGIES, LLC

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
BN

Brook Nova Ledbetter

Kentucky·CRD #7511377
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Brooks Alexander Flick

Illinois·CRD #7917592
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
BA

Brooks Austin Blagg

Texas·CRD #7883432
IA Rep

Investment Adviser Rep at STRATA WEALTH ADVISORS, LLC

States
1
Exams
1
Since
2026
Fee
AUM / Flat Fee
View profile
BB

Brooks Brooks Garis

Alabama·CRD #1324558
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
39
Exams
4
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Brooks David Chavez

Alaska·CRD #7446222
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
47
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
BD

Brooks David Robinson

Alabama·CRD #1300829
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
41 yrs
States
11
Exams
7
Since
1985
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
BE

Brooks Eaton Ringer

Utah·CRD #7763668
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BE

Brooks Elliot Crandell

Arizona·CRD #8046170
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
BF

Brooks Finnegan

Massachusetts·CRD #7638220
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
BF

Brooks F Lanoue

Alabama·CRD #5578298
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
53
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
BJ

Brooks Jason Call

Illinois·CRD #2735054
Dual-registered

Dual-registered at LAKEWOOD ASSET MANAGEMENT, LLC

Experience
22 yrs
States
4
Exams
5
Since
2004
Est. fee
AUM / Flat Fee
View profile
BJ

Brooks Joseph Rarden

Nevada·CRD #2624322
IA Rep

Investment Adviser Rep at GILPIN WEALTH MANAGEMENT LLC

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
BL

Brooks Lucien Benton Jewett

North Carolina·CRD #6747939
Dual-registered

Dual-registered at HANOVER SQUARE WEALTH ADVISORS LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
BM

Brooks McCartney

New York·CRD #2024064
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
36 yrs
States
2
Exams
5
Since
1990
Fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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