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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
BM

Brooks Meriwether Monroe

Alabama·CRD #5678216
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
11 yrs
States
53
Exams
3
Since
2015
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
BR

Brooks Robert Oneil

California·CRD #7306668
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
25
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
BR

Brooks Russell Nichols

North Carolina·CRD #7599107
Dual-registered

Dual-registered at LIFEPLAN GROUP

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Flat Fee / Other
Minimum
$1.0M
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BW

Brooks William Merrifield

Colorado·CRD #1956490
Dual-registered

Dual-registered at ALPHACORE CAPITAL LLC

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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BA

Bruce Alan Anderson

Alabama·CRD #3155639
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
27 yrs
States
52
Exams
5
Since
1999
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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BA

Bruce Alan Dipietro

Ohio·CRD #2493628
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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BA

Bruce Alan Guillemette

Delaware·CRD #2298049
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
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BA

Bruce Alan Hagan

Alabama·CRD #827678
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
44 yrs
States
15
Exams
8
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
BA

Bruce Alan Leffingwell

Georgia·CRD #2439981
IA Rep

Investment Adviser Rep at LEVEL FOUR ADVISORY SERVICES

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
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BA

Bruce Alan Meyer

Arizona·CRD #2900514
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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BA

Bruce Alan Reeder

Idaho·CRD #4340151
IA Rep

Investment Adviser Rep at MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC

Experience
26 yrs
States
1
Since
2000
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
BA

Bruce Alan Spartz

Alabama·CRD #4919997
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
52
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
BA

Bruce Albert Lawson

Florida·CRD #5383918
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
6
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
BA

Bruce Albert Primeau

N/A·CRD #4324497
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
13 yrs
Exams
3
Est. fee
AUM / Hourly / Flat Fee
View profile
BA

Bruce Albert Slater

Alabama·CRD #1547792
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
42
Exams
7
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Bruce Alexander Cammack

Arizona·CRD #2160079
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
35 yrs
States
25
Exams
8
Since
1991
Est. fee
AUM / Flat Fee
View profile
BA

Bruce Allan Favorat

Connecticut·CRD #1133775
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
11
Exams
4
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Bruce Allen Ebel

Illinois·CRD #1324444
IA Rep

Investment Adviser Rep at GREAT LAKES ADVISORS, LLC

Experience
13 yrs
States
1
Exams
1
Since
2013
Fee
AUM / Flat Fee / Performance-based / Other
View profile
BA

Bruce Allen Gust

Alabama·CRD #2316699
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
14
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Bruce Allen Hill

Arizona·CRD #2007954
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
36 yrs
States
9
Exams
3
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Bruce Allen Joseph

Florida·CRD #4588853
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
24 yrs
States
6
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Bruce Allen Larsen

Alabama·CRD #1025113
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
26
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
BA

Bruce Allen Larsen

Colorado·CRD #3172376
Dual-registered

Dual-registered at SAVVY

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
BA

Bruce Allen Lewin

Alabama·CRD #2753178
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
29
Exams
4
Since
1996
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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