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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Caleb Augustt

Alabama·CRD #6698460
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
26
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Caleb Bennett

Florida·CRD #7124573
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
9
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Caleb Burl Shives

South Dakota·CRD #7145066
IA Rep

Investment Adviser Rep at COMPASS FINANCIAL GROUP, INC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM
View profile
CC

Caleb Cheyney

Alabama·CRD #7593698
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Caleb Christian Powers

California·CRD #4431243
Dual-registered

Dual-registered at U. S. BOSTON CAPITAL CORPORATION

Experience
4 yrs
States
10
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Caleb Crist

Alabama·CRD #7964647
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
32
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Caleb Daniel Luis

California·CRD #8025473
IA Rep

Investment Adviser Rep at ASPIREAN WEALTH, LLC

Experience
1 yrs
States
1
Exams
2
Since
2025
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CD

Caleb David Hissong

Pennsylvania·CRD #8095108
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Caleb David Smith

Alabama·CRD #7991726
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
17
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Caleb Dean Thomas

Illinois·CRD #7219814
IA Rep

Investment Adviser Rep at ONEASCENT FINANCIAL SERVICES LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Caleb Douglas Regan

Kansas·CRD #8324671
IA Rep

Investment Adviser Rep at MATTERN WEALTH MANAGEMENT LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Caleb E Orr

Alaska·CRD #6956034
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
34
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Caleb George Peterson

Arizona·CRD #6249260
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
12 yrs
States
4
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CG

Caleb Gerard Christe

Georgia·CRD #7991433
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
1 yrs
States
3
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CG

Caleb Gideon Rutter

Arizona·CRD #7559772
IA Rep

Investment Adviser Rep at TFO FAMILY OFFICE PARTNERS

Experience
4 yrs
States
2
Exams
2
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CH

Caleb Hamilton Powers

Arizona·CRD #7528713
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
38
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Caleb Hudson

Alabama·CRD #7101357
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
4
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Caleb James Fry

Virginia·CRD #7255070
Dual-registered

Dual-registered at MASON INVESTMENT ADVISORY SERVICES INC

Experience
5 yrs
States
1
Exams
3
Since
2021
Fee
AUM / Flat Fee
View profile
CJ

Caleb James Jelcick

Arizona·CRD #7450323
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
5 yrs
States
2
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
View profile
CJ

Caleb James Kirby

Arizona·CRD #4502870
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
24 yrs
States
28
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Caleb James Mazzei

Arkansas·CRD #7577042
Dual-registered

Dual-registered at TRINITY STRATEGIC WEALTH

Experience
3 yrs
States
9
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
CJ

Caleb James Richmond

California·CRD #7006596
Dual-registered

Dual-registered at WOODWARD DIVERSIFIED CAPITAL, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CJ

Caleb Jeffrey Steber

Illinois·CRD #7559285
IA Rep

Investment Adviser Rep at BOS ASSET MANAGEMENT, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM / Flat Fee / Other
View profile
CJ

Caleb Joe Casto

West Virginia·CRD #6935244
Dual-registered

Dual-registered at AXXCESS WEALTH MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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