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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Carisa Bertrand

Utah·CRD #6943043
Dual-registered

Dual-registered at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
CA

Carissa Ann Peters

Arizona·CRD #4897660
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
19 yrs
States
13
Exams
4
Since
2007
Fee
AUM / Other
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CB

Carissa B Marz

Alabama·CRD #4368557
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
45
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
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CB

Carissa Brooke Hatley

California·CRD #6805921
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
9 yrs
States
24
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
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CE

Carissa E Schuster

Alaska·CRD #7565949
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
45
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Carissa Froome Healy

Arizona·CRD #2722636
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
12
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Carissa Kelly Marie Bailey

Florida·CRD #7925486
IA Rep

Investment Adviser Rep at AGW CAPITAL ADVISORS

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Other
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CL

Carissa Larson

California·CRD #6514134
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
9 yrs
States
16
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Carissa May Adams

Texas·CRD #7291940
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Carisse Marie Gafni

Arizona·CRD #3111577
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
28 yrs
States
15
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
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CA

Carla Andrea Fava Quiroga

Texas·CRD #6716634
Dual-registered

Dual-registered at INNEALTA CAPITAL

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM
Minimum
$5k
View profile
CA

Carla Anitra Robinson

Alabama·CRD #7639675
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
53
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carla A Novak

Alabama·CRD #5266616
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
53
Exams
7
Since
2007
Est. fee
AUM / Flat Fee
View profile
CB

Carla Bashan

Alabama·CRD #2549028
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
40
Exams
3
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carl A Castanho

California·CRD #3256615
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
25 yrs
States
10
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Carla Christine Jagodzinski

Arizona·CRD #3229533
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Carla Criccolizza-Healy

Alabama·CRD #5657851
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
7 yrs
States
53
Exams
3
Since
2019
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CD

Carla Denise Stamps

Michigan·CRD #2203109
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CD

Carla Deoliveira Rossi

Alabama·CRD #5541661
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
46
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carla Gomez

Alabama·CRD #6796724
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
53
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
CH

Carla Hogan Adkins

Kentucky·CRD #4418119
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Carl Ahrens Price

New Jersey·CRD #7545646
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Carl Ahrens Price Jr

New Jersey·CRD #2365811
Dual-registered

Dual-registered at INTEGRITY ADVISORY SOLUTIONS

Experience
4 yrs
States
1
Exams
5
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carla Jean Merlak

Illinois·CRD #2952938
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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