AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Carla Lang

Illinois·CRD #1007124
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
2
Exams
7
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carl Alan Schultz

Pennsylvania·CRD #720618
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
46 yrs
States
1
Exams
6
Since
1980
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CA

Carl Alex Cascella

Arizona·CRD #874756
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
31
Exams
5
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carl Allen Valimont

Wisconsin·CRD #4570934
Dual-registered

Dual-registered at DENALI WEALTH MANAGEMENT, INC.

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Flat Fee
View profile
CL

Carla Loarte

Arizona·CRD #5372340
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
9 yrs
States
28
Exams
4
Since
2017
Est. fee
AUM / Flat Fee
View profile
CL

Carla Lynn Patey

Tennessee·CRD #6535782
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CG

Carlana Gillespie Brown

Tennessee·CRD #4202158
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
25 yrs
States
1
Exams
9
Since
2001
Fee
AUM / Other
View profile
CN

Carla Nahas De Laurentiz

Arizona·CRD #5474870
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
39
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Carlan David Strand

Alabama·CRD #6069447
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
14 yrs
States
52
Exams
4
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
CA

Carl Andrew Adkins

Ohio·CRD #5412255
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CA

Carl Andrew Keil

California·CRD #5346620
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CN

Carla Ng Yuan

California·CRD #5662828
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CA

Carl Anthony Demarco

Arizona·CRD #2671924
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
31 yrs
States
18
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Carl Anthony Hinds

Arizona·CRD #5434183
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
20
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
CA

Carl Anthony Moore

Arizona·CRD #1212274
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
8
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Carl Anthony Wiggins

Alabama·CRD #7155952
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
53
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carl Antonio Bowe

Florida·CRD #7679058
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
11
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Carla P Lopes

California·CRD #5366923
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
17
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carla Rae Bessette

Nevada·CRD #4218309
Dual-registered

Dual-registered at STRATOS WEALTH ADVISORS LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CR

Carla Renea Marsh

Alabama·CRD #6956233
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
10
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Carl August Haag

Pennsylvania·CRD #7431026
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carl Augustine Hessel

Alaska·CRD #7369574
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
13
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Carla Vila

Alabama·CRD #6085360
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
36
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Carla V Reynolds

California·CRD #5185048
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
10
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 496 | AdvisorFinder