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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CW

Carla W Carpenter-Breeding

Alabama·CRD #6639938
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
33
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carl Brandt McDonald Jr

Alabama·CRD #1968938
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
37 yrs
States
1
Exams
7
Since
1989
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CB

Carl Brian Coolidge

Alabama·CRD #2945974
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
29 yrs
States
23
Exams
5
Since
1997
Fee
AUM / Hourly / Flat Fee
View profile
CC

Carl Carmine Della Sala

Florida·CRD #1329262
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
8
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
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CC

Carl C Ilg

Alabama·CRD #4548683
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
33
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
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CD

Carl David Hedstrom

Alabama·CRD #1535132
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
40 yrs
States
18
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee / Other
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CD

Carl David King

Florida·CRD #5272591
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
17 yrs
States
2
Exams
7
Since
2009
Est. fee
AUM / Performance-based
Minimum
$50.0M
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CD

Carl David Thill

Colorado·CRD #819936
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
50 yrs
States
3
Exams
9
Since
1976
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CD

Carl David Weise

Alabama·CRD #3093208
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
31
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
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CD

Carl Dorsey Cornaglia

Arizona·CRD #3067666
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
28 yrs
States
10
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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CE

Carl Edward Choy

N/A·CRD #1049918
Dual-registered

Dual-registered at CKW FINANCIAL GROUP, LLC

Experience
44 yrs
Exams
5
Since
1982
Est. fee
AUM / Flat Fee
View profile
CE

Carl Edward Johnson II

Virginia·CRD #7221476
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CE

Carl Edward Mueller

Kansas·CRD #1847884
Dual-registered

Dual-registered at ONE CAPITAL MANAGEMENT, LLC

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee / Subscription
Minimum
$500k
View profile
CE

Carl Edward Stryker

Arizona·CRD #7915080
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CE

Carl E Ekstrom

Wisconsin·CRD #6520517
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CG

Carleena Gabriela Fiorenza

Alabama·CRD #6760172
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
38
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carleen B Harbin

Alabama·CRD #7437009
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
37
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carleen E Porreca

California·CRD #4268408
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
29
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Carleen Osina

Alaska·CRD #2431290
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
30
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carl Eric Terzer

Georgia·CRD #1097365
Dual-registered

Dual-registered at CAPVISOR ASSOCIATES, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
AUM / Flat Fee
View profile
CE

Carl Eric Wallin

Arizona·CRD #7072741
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
7 yrs
States
14
Exams
5
Since
2019
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
CT

Carlester T Crumpler

Alabama·CRD #6429774
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
53
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carleton Amasa Hollister

Alabama·CRD #4393714
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
11
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Carleton William Crockett

California·CRD #2008965
IA Rep

Investment Adviser Rep at FLAGSHIP HARBOR ADVISORS, LLC

Experience
35 yrs
States
16
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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