AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Carlo Michael Mazziliano

Arizona·CRD #7187416
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Carlo M Zanoni

Alaska·CRD #4660500
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
29
Exams
7
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Aaron Youssef

Alabama·CRD #7408702
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
43
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos A Cortez

New York·CRD #4470806
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Carlos A De La O Rivera

Alabama·CRD #7695791
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
53
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos A Escobar

Arizona·CRD #2240225
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
13
Exams
10
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Aguilera

Alabama·CRD #6112827
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
22
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alberto Acevedo

Alabama·CRD #8067822
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alberto Conrado

Alabama·CRD #6555759
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alberto Cortes

North Carolina·CRD #7092312
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
6
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alberto Cuesta

Arkansas·CRD #6549820
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
9
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alberto Dominguez

Florida·CRD #2497363
Dual-registered

Dual-registered at ELEMENT POINTE FAMILY OFFICE

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Flat Fee / Performance-based / Other
View profile
CA

Carlos Alberto Guzman

California·CRD #4948028
IA Rep

Investment Adviser Rep at REGAL INVESTMENT ADVISORS LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CA

Carlos Alberto Hernandez

Alabama·CRD #7816049
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
3 yrs
States
53
Exams
4
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CA

Carlos Alberto Palacios Pazos

N/A·CRD #7191956
Dual-registered

Dual-registered at ALTHUM ADVISORS LLC

Experience
5 yrs
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$5.0M
View profile
CA

Carlos Alberto Torre

Alabama·CRD #2480622
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
23
Exams
8
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alejandro Salcedo

California·CRD #6254715
IA Rep

Investment Adviser Rep at RICE HALL JAMES & ASSOCIATES LLC

Experience
2 yrs
States
1
Since
2024
Est. fee
AUM
Minimum
$5.0M
View profile
CA

Carlos Aleman

Colorado·CRD #7529489
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alexander Alviarez Delgado

Alabama·CRD #7792402
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
53
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alfonso Pedroso

Florida·CRD #4869337
Dual-registered

Dual-registered at SIERRA CAPITAL LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$10.0M
View profile
CA

Carlos Alfredo Zepeda

Arizona·CRD #7147420
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
7
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Alonso Arias

Arizona·CRD #3174333
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
27 yrs
States
4
Exams
8
Since
1999
Fee
AUM / Other
View profile
CA

Carlos A Martinez

Alabama·CRD #7639602
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
30
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Amilcar Farelo

Alabama·CRD #4827194
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
21 yrs
States
15
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 500 | AdvisorFinder