AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Carlos A Montoya

Alabama·CRD #6405743
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
53
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Andres Arteaga Espinoza

Alabama·CRD #8206268
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Andres Bonnin Lugo

California·CRD #6364651
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
8 yrs
States
9
Exams
4
Since
2018
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
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CA

Carlos Andres Rodriguez

Florida·CRD #7170075
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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CA

Carlos Andres Rodriguez De Gracia

Florida·CRD #4888179
Dual-registered

Dual-registered at STONECREST ADVISORS, INC.

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$20k
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CA

Carlos Anthony Vaquero

Arizona·CRD #2788738
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
11
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
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CA

Carlos Antonio Marranzini

California·CRD #6806645
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
12
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
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CA

Carlos Antonio Mena

Connecticut·CRD #2324329
Dual-registered

Dual-registered at BULLTICK WEALTH MANAGEMENT, LLC

Experience
32 yrs
States
4
Exams
6
Since
1994
Est. fee
AUM / Flat Fee / Performance-based
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CA

Carlos Antonio Parra

Arizona·CRD #6946243
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
15
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Antonio Perez

Arizona·CRD #5128727
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
15
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Carlos Antonio Sosa

Connecticut·CRD #2971498
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
13
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
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CA

Carlos Armando Garcia

Alabama·CRD #7158393
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
53
Exams
4
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos A Rodriguez

Alabama·CRD #7639604
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
7
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carlos Arthur Rasmussen

California·CRD #2505970
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
27 yrs
States
7
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CA

Carlos Augusto Martinez Acuna

North Carolina·CRD #7944651
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carlos Bruce Garfias

Arkansas·CRD #8003226
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
8
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Carlos Camarillo

Florida·CRD #6963761
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
6
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Carlos Candales

Alabama·CRD #2432432
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
50
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Carlos Capacete

Florida·CRD #1429466
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
40 yrs
States
3
Exams
13
Since
1986
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CC

Carlos C Garcia

California·CRD #2635960
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
26 yrs
States
10
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CD

Carlos Daniel Castello

Illinois·CRD #8227812
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Carlos Daniel Diaz Montoya

Colorado·CRD #7842710
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CD

Carlos David Ramirez Hampe

Alabama·CRD #8169333
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
53
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Carlos Delgado-Mejia

District Of Columbia·CRD #7126502
Dual-registered

Dual-registered at UNITED BROKERAGE SERVICES INC

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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