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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Carl John Helleberg

Alabama·CRD #1458302
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
38
Exams
5
Since
1989
Est. fee
AUM / Flat Fee
View profile
CJ

Carl John Marshalwitz Jr

Arizona·CRD #2120394
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
16
Exams
3
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Carl Joseph Cuddy Ermelbauer

California·CRD #6674215
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
9 yrs
States
2
Exams
5
Since
2017
Fee
AUM / Hourly / Flat Fee
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CJ

Carl Joseph Guillory

Alabama·CRD #1682255
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
40
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
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CJ

Carl Joseph Halter

Arizona·CRD #8020840
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carl Joseph Hartman

Pennsylvania·CRD #2663816
Dual-registered

Dual-registered at DINUZZO PRIVATE WEALTH, INC.

Experience
19 yrs
States
2
Exams
4
Since
2007
Fee
AUM
View profile
CJ

Carl Joseph Hattermann

Arizona·CRD #1340215
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
18
Exams
6
Since
1985
Est. fee
AUM / Flat Fee
View profile
CJ

Carl Joseph Koenig

Alabama·CRD #2404111
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
32
Exams
7
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Carl Joshua Young III

California·CRD #2931419
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
22 yrs
States
28
Exams
5
Since
2004
Est. fee
AUM / Flat Fee
View profile
CL

Carl Lance Huntley

Texas·CRD #2689997
Dual-registered

Dual-registered at TCFG INVESTMENT ADVISORS, LLC

Experience
23 yrs
States
1
Exams
7
Since
2003
Est. fee
AUM / Hourly
View profile
CL

Carl Lawrence Laurella

Massachusetts·CRD #1463326
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carl Lee Thompson

Louisiana·CRD #1373253
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
41 yrs
States
7
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Carl Malmrose Hanson

Colorado·CRD #2673936
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
6
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Carl Martin Fellhauer

California·CRD #719579
IA Rep

Investment Adviser Rep at THE AMERIFLEX GROUP

Experience
46 yrs
States
4
Exams
4
Since
1980
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Carl Martin Lovsted IV

Washington·CRD #6836892
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Carl Matthew Eckelman

Alabama·CRD #3135183
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
40
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
View profile
CM

Carl M Cafaro

Arizona·CRD #4200040
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
47
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carl Michael Consing

California·CRD #5422445
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
18 yrs
States
5
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Carl Monroe Mook

Illinois·CRD #2440514
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CA

Carlo Adriano Zambernardi

Texas·CRD #7858955
Dual-registered

Dual-registered at ALTERNA WEALTH MANAGEMENT, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM
Minimum
$250k
View profile
CA

Carlo Anthony Panaccione

Arizona·CRD #1531543
Dual-registered

Dual-registered at NAVIGATION GROUP LLC

Experience
40 yrs
States
22
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
CF

Carlo Fernandez Mendoza

Arizona·CRD #2949415
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
26
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Carlo Frank Runca

Florida·CRD #1459394
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
40 yrs
States
4
Exams
3
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Carlo Mantica

Arizona·CRD #7314463
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
5 yrs
States
29
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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