AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CD

Carlos D Gonzalez Bello

California·CRD #7942909
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
13
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos Edmundo Bonadies

California·CRD #4293702
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
25 yrs
States
4
Exams
3
Since
2001
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
CE

Carlos Eduardo Calado De Oliveira

California·CRD #7991731
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
16
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos Eduardo Mejia

Texas·CRD #6855493
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CE

Carlos Eduardo Mladineo

Alaska·CRD #4788487
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
21
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos Eduardo Rosales Vasquez

Alabama·CRD #5070007
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
53
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos Eduardo Salazar Ramirez

Arizona·CRD #7092848
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
7
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos Eduardo Younes Padilla

District Of Columbia·CRD #4625940
Dual-registered

Dual-registered at BULLTICK WEALTH MANAGEMENT, LLC

Experience
21 yrs
States
5
Exams
4
Since
2005
Est. fee
AUM / Flat Fee / Performance-based
View profile
CE

Carlos Edward Barbosa

Massachusetts·CRD #4489840
Dual-registered

Dual-registered at HORIZON INVESTMENTS LLC

Experience
24 yrs
States
3
Exams
6
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
CE

Carlos Emanuel Del Rio-Madero

California·CRD #7732598
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
14
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos Enrique Benites

Alabama·CRD #7199723
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
20
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos Enrique Rodriguez

Florida·CRD #5909186
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
15 yrs
States
1
Exams
4
Since
2011
Fee
AUM / Hourly / Flat Fee / Other
View profile
CE

Carlos E Penaherrera

Alabama·CRD #6209820
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
10
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos E Ramirez

Alaska·CRD #7589090
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
16
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carlos Everardo Ward Jr

Colorado·CRD #2208267
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
12
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CF

Carlos Fernandez

Alaska·CRD #4737579
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
33
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Carlos Fernando Asencio Valentin

Alabama·CRD #7487943
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
53
Exams
4
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Carlos Ferreira

Massachusetts·CRD #7646971
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CF

Carlos Francisco Van Maanen

Florida·CRD #4268379
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
26 yrs
States
6
Exams
4
Since
2000
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
CF

Carlos Frederico Coutinho Maia

Illinois·CRD #7176961
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
6 yrs
States
4
Exams
3
Since
2020
Est. fee
AUM
Minimum
$50k
View profile
CF

Carlos F Rivera Alvarez

Arizona·CRD #7643830
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
7
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Carlos F Singer

Alabama·CRD #6668474
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
7 yrs
States
53
Exams
4
Since
2019
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CG

Carlos Garcia

Alabama·CRD #7273444
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
53
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carlos Giovanni Castorena

Texas·CRD #7238657
IA Rep

Investment Adviser Rep at TITLEIST ASSET MANAGEMENT, LLC

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 502 | AdvisorFinder