AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CG

Carlos Gonzalez Abella

Arizona·CRD #3207913
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
19
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carlos Guillermo Lopez Pierluisi

Puerto Rico·CRD #6984978
Dual-registered

Dual-registered at POPULAR SECURITIES, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Other
Minimum
$50k
View profile
CG

Carlos Gustavo Ribeiro Fernandes

Connecticut·CRD #6796869
IA Rep

Investment Adviser Rep at RYE BROOK CAPITAL, LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM
View profile
CG

Carlos Guzman

California·CRD #1727654
Dual-registered

Dual-registered at CREAND MANAGEMENT

Experience
10 yrs
States
13
Exams
6
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$100k
View profile
CH

Carlos Huizar

Arizona·CRD #5507783
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
28
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CI

Carlos I Arroyo Govea

California·CRD #7628793
Dual-registered

Dual-registered at LIDO

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CI

Carlos Ismael Hernandez

Arizona·CRD #7565387
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
8
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Carlos Jacob Poblano

Arizona·CRD #7368532
IA Rep

Investment Adviser Rep at EVERSOURCE WEALTH ADVISORS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carlos Javier Neira

Alabama·CRD #4506922
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
53
Exams
7
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Carlos J Leon

Arizona·CRD #7620410
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
19
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Carlos Jose Angel

Florida·CRD #5180974
Dual-registered

Dual-registered at MURPHY CLARKE WILLIAMS & STONE LLC

Experience
4 yrs
States
1
Exams
2
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CJ

Carlos Joseph Hornbrook

Alabama·CRD #1393995
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
21
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Carlos Juan Miranda

California·CRD #5412140
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
18 yrs
States
6
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CM

Carlos Manuel Asilis

Florida·CRD #2574188
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
CM

Carlos Manuel Hernandez

California·CRD #7284031
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Carlos Martin Gutierrez

California·CRD #7326223
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM
View profile
CM

Carlos Mauricio Alas

Colorado·CRD #7636892
Dual-registered

Dual-registered at SUMMIT WEALTH GROUP

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Flat Fee
View profile
CM

Carlos M Benitez

Alabama·CRD #4704737
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
53
Exams
7
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carlos M Garcia

Florida·CRD #4568112
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carlos Miranda

Arkansas·CRD #4782207
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
14
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carlos M Mark Cajero

Arizona·CRD #2336324
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
3
Exams
8
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Carlos Nino-Hernandez

Arkansas·CRD #7909560
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
11
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Carlos O Gallardo

Arizona·CRD #7199671
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
8
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Carlos Osvaldo Fonseca-Rodriguez

Delaware·CRD #8003216
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
11
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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