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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CO

Carlos Otaviano Nano Jr

California·CRD #7909088
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
2
Exams
5
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Carlos Pons

Alabama·CRD #6205777
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
53
Exams
6
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carlos Rafael Esteve

Texas·CRD #7559093
Dual-registered

Dual-registered at FIRST DALLAS SECURITIES, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
Commission
Minimum
$100k
View profile
CR

Carlos Rafael Lara

Alabama·CRD #8194188
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
14
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carlos Rafael Ramirez

Alabama·CRD #6825549
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
30
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carlos Ramos

Connecticut·CRD #5792756
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
16
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carlos Robert Romero

Arizona·CRD #2468255
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
17
Exams
7
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CR

Carlos R Soto

Alabama·CRD #4949032
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
28
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carlos Ruano Morales

Texas·CRD #7938395
Dual-registered

Dual-registered at BBVA GLOBAL WEALTH ADVISORS, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM
Minimum
$500k
View profile
CR

Carlos Ruben Alvarado

Arizona·CRD #1329628
Dual-registered

Dual-registered at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Experience
41 yrs
States
6
Exams
4
Since
1985
Est. fee
AUM
Minimum
$50k
View profile
CS

Carlos Sanchez Azcarate

Alabama·CRD #7053328
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
14
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Carlos Santana

New York·CRD #7889829
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Carlos Talamante Romo

District Of Columbia·CRD #7288486
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Carlos Vasquez

Alabama·CRD #8013550
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
1 yrs
States
53
Exams
6
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CV

Carlos Velasco II

Alabama·CRD #7462562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
20
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Carl Patrick Carlos

Texas·CRD #3042225
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CP

Carl Patrick Steinhilber

South Carolina·CRD #1931102
Dual-registered

Dual-registered at SHUSTER ADVISORY GROUP, LLC

Experience
37 yrs
States
1
Exams
7
Since
1989
Est. fee
AUM / Flat Fee
View profile
CP

Carl Peter Neuberger

California·CRD #732053
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
34
Exams
8
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carl Ragnar Anderson

Alabama·CRD #6149133
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
33
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carl R Easley Jr

Mississippi·CRD #2778849
Dual-registered

Dual-registered at EASLEY INVESTMENT CONSULTANTS, INC.

Experience
29 yrs
States
1
Exams
7
Since
1997
Est. fee
AUM / Hourly
View profile
CR

Carl Richard Resnick

Alabama·CRD #1912294
Dual-registered

Dual-registered at FLEXIBLE PLAN INVESTMENTS LTD

Experience
33 yrs
States
52
Exams
6
Since
1993
Fee
AUM
Minimum
$5k
View profile
CR

Carl Robinson Adams

California·CRD #2767339
IA Rep

Investment Adviser Rep at ALPHACORE CAPITAL LLC

Experience
16 yrs
States
4
Exams
2
Since
2010
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CR

Carl Ross Kielbasa

Arizona·CRD #5669690
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
15 yrs
States
17
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CS

Carl Saponare

Arizona·CRD #4622748
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
38
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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