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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CS

Carl Steven Jackson

Indiana·CRD #5675065
IA Rep

Investment Adviser Rep at OXFORD FINANCIAL GROUP, LTD

Experience
5 yrs
States
1
Since
2021
Fee
AUM / Flat Fee
View profile
CS

Carl Steven Sellen

Florida·CRD #4794438
Dual-registered

Dual-registered at ASSOCIATED INVESTMENT SERVICES, INC.

Experience
22 yrs
States
6
Exams
4
Since
2004
Fee
AUM
View profile
CS

Carl Swanson

Florida·CRD #2858710
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
3
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carlton Brien Pace

Alabama·CRD #2125319
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
35 yrs
States
31
Exams
5
Since
1991
Est. fee
AUM / Flat Fee
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CG

Carlton Gene Turner

Delaware·CRD #2332369
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
12
Exams
6
Since
1993
Est. fee
AUM / Flat Fee
View profile
CH

Carlton Herman Dewall

Arizona·CRD #7287622
Dual-registered

Dual-registered at BRADFORD FINANCIAL CENTER

Experience
5 yrs
States
13
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CJ

Carlton Jerome Dick

Missouri·CRD #5639545
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
CL

Carlton Louis Reed

Arizona·CRD #5640376
Dual-registered

Dual-registered at MSH CAPITAL ADVISORS LLC

Experience
10 yrs
States
2
Exams
7
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
CW

Carlton William Davis

Maryland·CRD #5548376
IA Rep

Investment Adviser Rep at ASB CAPITAL MANAGEMENT LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Performance-based
View profile
CW

Carlton Winthrop Bradshaw IV

Massachusetts·CRD #6920807
Dual-registered

Dual-registered at TWIN FOCUS CAPITAL PARTNERS, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100.0M
View profile
CV

Carl Vincent Gottuso

California·CRD #1015679
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
43 yrs
States
3
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
CW

Carl Wade Gardiner III

California·CRD #2270780
Dual-registered

Dual-registered at A&M PRIVATE WEALTH PARTNERS, LLC

Experience
6 yrs
States
5
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
Minimum
$5.0M
View profile
CW

Carl Walter Ludwigson

California·CRD #7420410
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
4 yrs
States
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CW

Carl Webster Grubb IV

District Of Columbia·CRD #7415316
Dual-registered

Dual-registered at UWHARRIE INVESTMENT ADVISORS, INC.

Experience
5 yrs
States
7
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CW

Carl Wesley Noble

Maryland·CRD #4590719
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CW

Carl William Marker Mr.

Texas·CRD #1886007
IA Rep

Investment Adviser Rep at PINNACLE WEALTH ADVISORS

Experience
37 yrs
States
1
Exams
2
Since
1989
Fee
AUM / Hourly / Flat Fee
View profile
CW

Carl W Middleton IV

Washington·CRD #4524742
Dual-registered

Dual-registered at COMPOSITION WEALTH, LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
CW

Carl W.r. Lachman

California·CRD #4812617
IA Rep

Investment Adviser Rep at ECLECTIC ASSOCIATES, INC.

Experience
22 yrs
States
2
Exams
1
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$400k
View profile
CC

Carly Christine Gold

California·CRD #7217847
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CE

Carly E. Pickel

Arizona·CRD #5402509
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
25
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carly E Pinkham

Alabama·CRD #5896204
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
43
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CY

Carlye Yanker Knight

Missouri·CRD #6053957
Dual-registered

Dual-registered at THE YANKER GROUP

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$10k
View profile
CF

Carly Frances Prentice Bell

Illinois·CRD #5395767
IA Rep

Investment Adviser Rep at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carly James

Alabama·CRD #7336007
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
5 yrs
States
14
Exams
3
Since
2021
Fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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