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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CH

Caroline Hardy Salman

Illinois·CRD #2083318
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Caroline Holladay

North Carolina·CRD #7526488
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Caroline Johnson

Florida·CRD #7630290
IA Rep

Investment Adviser Rep at JACKSON WEALTH MANAGEMENT, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly
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CJ

Caroline Jones Toniolo

South Carolina·CRD #6930766
Dual-registered

Dual-registered at &PARTNERS

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CJ

Caroline Julia Zimmer

California·CRD #7485231
Dual-registered

Dual-registered at ANGELES WEALTH MANAGEMENT, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Performance-based
Minimum
$5.0M
View profile
CJ

Caroline J Williams

California·CRD #5185257
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
4
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Caroline L Harris

Tennessee·CRD #4161652
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
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CL

Caroline L Wieand

Pennsylvania·CRD #4131472
Dual-registered

Dual-registered at CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
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CM

Caroline Madolyn Ainsworth

South Carolina·CRD #7405851
Dual-registered

Dual-registered at STRATEGIC BLUEPRINT, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Subscription / Other
Minimum
$25k
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CM

Caroline Maria Lukez Byrne

Ohio·CRD #4640368
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Caroline Marie Ross

New York·CRD #3007504
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Caroline McKell Crowell

Maryland·CRD #7255632
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
CM

Caroline M Gillis

Connecticut·CRD #8028021
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Caroline Missak

New Jersey·CRD #5967988
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Caroline Moyer

Alabama·CRD #7147548
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
CM

Caroline Mui Wulff

Arizona·CRD #5505753
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
2
Exams
6
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Caroline Mulcahy Shoener

Illinois·CRD #7326599
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CP

Caroline Paun Dougher

Tennessee·CRD #4844641
Dual-registered

Dual-registered at APRIO WEALTH MANAGEMENT, LLC

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
CP

Caroline Pridmore

Illinois·CRD #6300314
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Caroline Rainey Sorokos

Alabama·CRD #5485975
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
17 yrs
States
21
Exams
4
Since
2009
Fee
AUM
View profile
CR

Caroline Reeve Duddy

California·CRD #6751108
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Caroline Rose Corbin

New Jersey·CRD #7357826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Caroline Rose Dotter

Texas·CRD #7300161
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CR

Caroline R Walters

Louisiana·CRD #7150983
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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