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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CS

Caroline Sabina Egan

California·CRD #2456235
Dual-registered

Dual-registered at DESTINATION WEALTH MANAGEMENT

Experience
19 yrs
States
3
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CS

Caroline Smith

Maine·CRD #8039968
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
CS

Caroline Suzanne Boudreau

New Hampshire·CRD #7975773
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CT

Caroline Tina Nelson

New Jersey·CRD #1963905
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Caroline Vail Hess

Virginia·CRD #8048678
IA Rep

Investment Adviser Rep at ALPHA FINANCIAL ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CW

Caroline W Casey

Louisiana·CRD #8014956
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Caroline Whittaker Campanella

North Carolina·CRD #7139417
IA Rep

Investment Adviser Rep at RITHOLTZ WEALTH MANAGEMENT

Experience
2 yrs
States
1
Since
2024
Fee
AUM / Flat Fee
View profile
CW

Caroline Wilkes Pace

Virginia·CRD #7395392
Dual-registered

Dual-registered at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CJ

Carol Jane Vanderdys

Texas·CRD #6480545
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carol Jean Cushman Cram

Michigan·CRD #7145613
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CJ

Carol Jean Muller

North Carolina·CRD #3106487
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
View profile
CJ

Carol Jean Ward

Arizona·CRD #6258167
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carol Jean Weems

Washington·CRD #4654144
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
23 yrs
States
1
Exams
6
Since
2003
Fee
AUM / Hourly / Flat Fee / Other
View profile
CJ

Carol J McNamara

Florida·CRD #4908741
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carol L Coldanghise

Nebraska·CRD #831129
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
49 yrs
States
1
Exams
10
Since
1977
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CL

Carol Lee Anderson

Illinois·CRD #845049
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
1
Exams
6
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Carol Lens

California·CRD #5344475
Dual-registered

Dual-registered at LIDO

Experience
15 yrs
States
4
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CL

Carol Ligon Bieber

California·CRD #3195212
IA Rep

Investment Adviser Rep at PROFESSIONAL ADVISORY SERVICES INC

Experience
27 yrs
States
4
Exams
1
Since
1999
Fee
AUM
Minimum
$500k
View profile
CL

Carol L Todd

Colorado·CRD #1337510
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
3
Exams
4
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carol Lynne Lockhart

Texas·CRD #6179095
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
7
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carol Lynn Hopkins

Maryland·CRD #7912808
IA Rep

Investment Adviser Rep at VERDENCE CAPITAL ADVISORS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Carol Lynn Knowlton-Chirko

California·CRD #2403938
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Carol Lynn Laxner

Florida·CRD #4697425
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
6
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carol Lynn Mani Johnston

Texas·CRD #1222733
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
1
Exams
9
Since
1984
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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