AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CE

Carolynn Elizabeth Ashton

Oregon·CRD #5148127
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Flat Fee
View profile
CP

Carolyn Parenti-Pearson

California·CRD #1508516
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Carolyn Parsons

Colorado·CRD #5869333
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CR

Carolyn Renee Ham

Florida·CRD #2601189
Dual-registered

Dual-registered at LIONSBRIDGE WEALTH MANAGEMENT LLC

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM
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CR

Carolyn Roberts Mann

Texas·CRD #7600312
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CR

Carolyn Ruth Smith

California·CRD #4109285
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CS

Carolyn Shirley Bishop

California·CRD #1628197
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
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CS

Carolyn S Todd

Texas·CRD #1288805
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Carolyn Stuart Hylton

Virginia·CRD #4668812
IA Rep

Investment Adviser Rep at AKRE CAPITAL MANAGEMENT, LLC

Experience
22 yrs
States
1
Exams
1
Since
2004
Fee
AUM / Performance-based
View profile
CS

Carolyn Suzanne Carrillo

Texas·CRD #2846118
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
27 yrs
States
1
Exams
8
Since
1999
Fee
AUM / Flat Fee / Performance-based
View profile
CT

Carolyn Teresa Kerr

Nevada·CRD #2386914
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Carolyn Therese Kaiser

Illinois·CRD #2599122
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Flat Fee
View profile
CT

Carolyn Toenges

Wisconsin·CRD #7718640
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
CA

Carrie A. King

Texas·CRD #5632147
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Carrie Alexah Strongheart

Michigan·CRD #1732366
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
CA

Carrie Ann Cunningham

Florida·CRD #7210678
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carrie Anne Christensen

Illinois·CRD #4774300
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Other
View profile
CA

Carrie Anne Endries

Massachusetts·CRD #5291940
IA Rep

Investment Adviser Rep at REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
1
Since
2007
Fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CA

Carrie Anne Fenton

Nebraska·CRD #7047992
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Carrie Anne Hepburn

Oregon·CRD #6669044
IA Rep

Investment Adviser Rep at HARBOUR INVESTMENT MANAGEMENT L.L.C.

Experience
9 yrs
States
2
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CA

Carrie Ann Kerr Ms.

Utah·CRD #4965799
IA Rep

Investment Adviser Rep at ALBION FINANCIAL GROUP

Experience
19 yrs
States
1
Exams
1
Since
2007
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CA

Carrie Ann Natonek

Colorado·CRD #5136696
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carrie Ann Riordan

Texas·CRD #6678474
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carrie Ann Schliemann

Minnesota·CRD #2947846
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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