AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Carolyn Ann Sipperley

Florida·CRD #2758344
Dual-registered

Dual-registered at ONE + ONE WEALTH MANAGEMENT, LLC

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM
View profile
CA

Carolyn Ann Vertovec

Kansas·CRD #5081034
Dual-registered

Dual-registered at THE RETIREMENT PLANNING GROUP, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
CA

Carolyn Atwill Sullivan

New York·CRD #2400540
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carolyn Barrett Anders Lyman

Florida·CRD #5843736
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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CB

Carolyn Bethany Hurley

California·CRD #3263603
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carolyn B Ottenbreit

New Jersey·CRD #1576472
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
3
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carolyn Burgin

Georgia·CRD #6872536
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CB

Carolyn Butler Howard

Florida·CRD #2391466
Dual-registered

Dual-registered at ACCURATE WEALTH MANAGEMENT, LLC

Experience
33 yrs
States
4
Exams
5
Since
1993
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CC

Carolyn Coffey Anderson

New Jersey·CRD #2889037
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Carolyn Davila

Louisiana·CRD #3171873
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
3
Exams
9
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Carolyn Desiree Jackson

Minnesota·CRD #7734766
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Fee
AUM / Other
View profile
CE

Carolyn E Brown - Simpson

Texas·CRD #5281043
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carolyn Elaine Teschemacher

Texas·CRD #1574542
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Carolyn Elizabeth Kelly

California·CRD #5012748
Dual-registered

Dual-registered at TEAM HEWINS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
CF

Carolyn Fleury

Nebraska·CRD #2636424
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
3
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carolyn G Davis

Illinois·CRD #4337562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Carolyn Humphrey

Delaware·CRD #5158489
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CJ

Carolyn Jane Herzog

California·CRD #4159202
IA Rep

Investment Adviser Rep at CORVUS WEALTH ADVISORS LLC

Experience
10 yrs
States
1
Since
2016
Fee
AUM / Hourly / Flat Fee
View profile
CJ

Carolyn Jean Hayes

Connecticut·CRD #3222502
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carolyn Lee Bennett

Iowa·CRD #1073277
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
44 yrs
States
1
Exams
4
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
CL

Carolyn Lewis Westerberg

Connecticut·CRD #1335327
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carolyn Marie George

Illinois·CRD #1241510
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carolyn Marie Harris

New Jersey·CRD #4193936
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carolyn Marie Kunik

Illinois·CRD #4688366
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
3
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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