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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Carrie Brinkley Jones

North Carolina·CRD #5142723
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Carrie Delynn Grisso

Ohio·CRD #4135664
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
26 yrs
States
1
Exams
7
Since
2000
Fee
AUM / Other
View profile
CE

Carrie E. Genovese

Missouri·CRD #2756421
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
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CE

Carrie E. Jones

Florida·CRD #4518378
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
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CE

Carrie Elizabeth Baalman

Arkansas·CRD #2379904
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
32 yrs
States
4
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Carrie Elizabeth Short

Texas·CRD #5218964
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Carrie Ellen Schmidt

Wisconsin·CRD #4766762
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Carrie Eloise Durbin Beren

Maryland·CRD #5503753
Dual-registered

Dual-registered at WBH ADVISORY, INC.

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CF

Carrie Fouraker Anderson

Florida·CRD #6575497
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carrie Gallaway Maglia

New York·CRD #3102691
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CI

Carrie Irene Yates

Florida·CRD #6301898
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
12 yrs
States
3
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
CI

Carrie Irvin Wilson

Georgia·CRD #5903345
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Carrie Jean Groszek

Illinois·CRD #2489394
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Flat Fee
View profile
CJ

Carrie Jean Miskawi

California·CRD #6866742
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
5 yrs
States
1
Exams
3
Since
2021
Fee
AUM / Flat Fee / Performance-based
View profile
CJ

Carrie Joyce Leinbach

Texas·CRD #7551949
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CK

Carrie Katherine Carr

Arkansas·CRD #4659962
Dual-registered

Dual-registered at ARIA WEALTH MANAGEMENT

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly
View profile
CK

Carrie King

Florida·CRD #6877985
Dual-registered

Dual-registered at ULLMANN WEALTH PARTNERS

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly
View profile
CK

Carrie K Nichols

Oklahoma·CRD #2530772
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carrie L Sharp

Michigan·CRD #2431292
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carrie Lynn Anton

Minnesota·CRD #4839580
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Carrie Lynn Benson

California·CRD #4914539
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
6
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carrie Lynn Busse

Missouri·CRD #4270168
Dual-registered

Dual-registered at LOMBARD ADVISERS INCORPORATED

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Flat Fee
View profile
CL

Carrie Lynne Orvik

Minnesota·CRD #7020978
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
View profile
CL

Carrie Lynn Hall

Arizona·CRD #1405784
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
41 yrs
States
2
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 516 | AdvisorFinder