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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CE

Catherine E Tilton

Florida·CRD #6144224
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Catherine Ferris Cole

Texas·CRD #6717689
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Other
View profile
CF

Catherine Flanagan Fortuna

Illinois·CRD #5394451
Dual-registered

Dual-registered at THE MATHER GROUP, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
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CG

Catherine Gill

Oregon·CRD #6371093
Dual-registered

Dual-registered at PHILLIPS AND COMPANY ADVISORS LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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CG

Catherine Gonzalez

New York·CRD #8140779
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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CG

Catherine Grace Deibel

Texas·CRD #7791809
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CG

Catherine Grace Glidewell Dittmer

Iowa·CRD #6958701
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Catherine Gripper

Illinois·CRD #8191548
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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CH

Catherine Hillebrand

Connecticut·CRD #1423737
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
31 yrs
States
3
Exams
4
Since
1995
Est. fee
AUM / Flat Fee
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CH

Catherine Hodson Gayle

Louisiana·CRD #7361271
IA Rep

Investment Adviser Rep at ABEL HALL, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
CH

Catherine Hughes Taylor

Texas·CRD #6237321
Dual-registered

Dual-registered at &PARTNERS

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CH

Catherine Hunt

Virginia·CRD #7894351
Dual-registered

Dual-registered at JUNO FINANCIAL GROUP LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Flat Fee
View profile
CI

Catherine Irene Shannon

Minnesota·CRD #5074617
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Catherine Jean Deleeuw

Illinois·CRD #2361052
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
1
Exams
7
Since
1993
Est. fee
AUM / Flat Fee
View profile
CJ

Catherine Jennifer Andrade

Connecticut·CRD #3224325
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
4
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Catherine Josefina Hesse

Colorado·CRD #5647321
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
5
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CK

Catherine K Foxworth

California·CRD #4384814
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Catherine K Ng

New York·CRD #4126474
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
26 yrs
States
1
Exams
7
Since
2000
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CK

Catherine Koresh

Pennsylvania·CRD #5147683
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Catherine L Crosby

Connecticut·CRD #8136673
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Catherine Lee Dunn

Alabama·CRD #2595652
Dual-registered

Dual-registered at CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Experience
5 yrs
States
48
Exams
4
Since
2021
Fee
AUM
View profile
CL

Catherine Louise Danford

Virginia·CRD #1316793
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Catherine Louise Dunnam

California·CRD #2308838
Dual-registered

Dual-registered at PLANNED SOLUTIONS, INC.

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly
Minimum
$100k
View profile
CL

Catherine Louise Nolan

Florida·CRD #1366948
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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