AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Catherine L Polinard

Texas·CRD #7616413
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Catherine Lynn Puent

Illinois·CRD #1594443
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
40 yrs
States
2
Exams
4
Since
1986
Fee
AUM / Other
View profile
CL

Catherine L Zeballos

California·CRD #5561093
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
17 yrs
States
1
Exams
8
Since
2009
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CM

Catherine Margaret Beattie

Michigan·CRD #3111783
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Catherine Marie Callaghan

Illinois·CRD #6797569
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Catherine Marie Coakley

Texas·CRD #2751608
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Catherine Marie Greenspan

Oregon·CRD #4880178
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Catherine Marie Milligan

Wisconsin·CRD #7884579
IA Rep

Investment Adviser Rep at FORTRESS PLANNING GROUP

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM
View profile
CM

Catherine Marie Newman

New Jersey·CRD #5631129
Dual-registered

Dual-registered at INCOME & ASSET ADVISORY, INC.

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly
Minimum
$100k
View profile
CM

Catherine Marie Town

Pennsylvania·CRD #1306669
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Catherine Mary Kapusta

Pennsylvania·CRD #7021892
IA Rep

Investment Adviser Rep at KAPUSTA FINANCIAL GROUP

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
CM

Catherine Mary Tanzilli

Connecticut·CRD #4129862
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
4
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Catherine McNally Patrick

Texas·CRD #4545875
Dual-registered

Dual-registered at CORDA INVESTMENT MANAGEMENT, LLC

Experience
16 yrs
States
1
Exams
7
Since
2010
Est. fee
AUM
View profile
CM

Catherine M Coleman

New Jersey·CRD #6618951
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Catherine Mercedes Santiago Toca

Florida·CRD #1554210
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
8
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Catherine Mericka

Georgia·CRD #5873354
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
View profile
CM

Catherine Meyer Johnson

Louisiana·CRD #4604873
Dual-registered

Dual-registered at DELTA FINANCIAL ADVISORS, L.L.C.

Experience
2 yrs
States
2
Exams
4
Since
2024
Fee
AUM / Hourly
Minimum
$500k
View profile
CM

Catherine M Gathman

Illinois·CRD #4910025
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Catherine Miles Hopkins

Florida·CRD #4815813
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Catherine Mitchell Sherer

North Carolina·CRD #3181383
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
8 yrs
States
3
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Catherine Moore

Texas·CRD #8242265
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CM

Catherine Morris Nink

North Carolina·CRD #7296332
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Catherine Murphy Leopold

Florida·CRD #5994158
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Catherine Paddock Crain

Texas·CRD #1987390
IA Rep

Investment Adviser Rep at FAYEZ SAROFIM & CO.

Experience
29 yrs
States
1
Exams
1
Since
1997
Fee
AUM
Minimum
$5.0M
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 531 | AdvisorFinder