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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Cathleen Louise Beatrice

Pennsylvania·CRD #5473869
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Cathleen Marie Bielawski

New Jersey·CRD #3192914
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Cathleen Mary Dunkel Petersen

California·CRD #721626
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
2
Exams
6
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Cathleen Morici

California·CRD #5049990
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
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CR

Cathleen Rodriguez

Indiana·CRD #5999573
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cathlyn Anna Harris

Florida·CRD #5022362
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Cathryn Grange

Nebraska·CRD #2668514
IA Rep

Investment Adviser Rep at WATERCOLOR FINANCIAL

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM
Minimum
$1.0M
View profile
CM

Cathryn Maure Porter

Michigan·CRD #7251763
Dual-registered

Dual-registered at HBW ADVISORY SERVICES LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Cathy A Frausini

Connecticut·CRD #2199721
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cathy Ann Elia

New York·CRD #2522316
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Cathy Ann Wagner

Florida·CRD #713863
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
5
Exams
6
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Cathy Chiang Agle

New York·CRD #4835294
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Cathy Eileen Abbott

N/A·CRD #1338669
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
34 yrs
Exams
5
Since
1992
Est. fee
AUM / Flat Fee
View profile
CG

Cathy Grace Stelling

New Jersey·CRD #7624034
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Cathy Hamill-Pidoto

New York·CRD #1047428
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
1
Exams
3
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cathy J Clary

Ohio·CRD #1960401
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cathy Jo Anderson Hyams

Colorado·CRD #1937766
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Flat Fee
View profile
CL

Cathy Lee Reed

Texas·CRD #2802170
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Cathy Louise Locke

Texas·CRD #2954133
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Cathy Louise Nowalk

Colorado·CRD #5196920
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Cathy L Schmidtke

Wisconsin·CRD #4909985
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Cathy Lynn Bender

Tennessee·CRD #1777377
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
3
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Cathy Lynn Foster

Indiana·CRD #2408754
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Cathy Lynn Hinson

South Carolina·CRD #2784430
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 533 | AdvisorFinder