AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CP

Catherine Palmer Voorhees

District Of Columbia·CRD #7293853
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Catherine Palomino

Florida·CRD #6514253
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
6
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Catherine Patrice Garcia

Texas·CRD #6868031
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Catherine R Carter

Texas·CRD #7208491
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Catherine Richmond

Kentucky·CRD #8185547
IA Rep

Investment Adviser Rep at BALLAST, INC.

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee / Other
View profile
CR

Catherine Rose Chen

California·CRD #4017981
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
View profile
CS

Catherine Savara McDaniel

Texas·CRD #6197532
Dual-registered

Dual-registered at THE RETIREMENT PLANNING GROUP, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Flat Fee
View profile
CS

Catherine S Deel

California·CRD #6128772
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Catherine Sharp Cary

Tennessee·CRD #4662708
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Catherine Shelehov

Minnesota·CRD #7773059
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
CS

Catherine Soo Loquet

California·CRD #3021480
Dual-registered

Dual-registered at FINANCIAL & TAX ARCHITECTS, LLC

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Flat Fee
View profile
CT

Catherine Theisen Clough

Massachusetts·CRD #7591231
IA Rep

Investment Adviser Rep at TWIN FOCUS CAPITAL PARTNERS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100.0M
View profile
CT

Catherine Tran Fellows

Connecticut·CRD #5849224
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Catherine Turnbull Barron

Idaho·CRD #4347941
IA Rep

Investment Adviser Rep at ALBION FINANCIAL GROUP

Experience
24 yrs
States
2
Exams
1
Since
2002
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CV

Catherine Vanessa Faddis

Massachusetts·CRD #4751745
IA Rep

Investment Adviser Rep at ZEVIN ASSET MANAGEMENT, LLC

Experience
14 yrs
States
2
Exams
1
Since
2012
Est. fee
AUM / Hourly / Other
Minimum
$1.5M
View profile
CV

Catherine Victoria Fisher

North Carolina·CRD #7618154
IA Rep

Investment Adviser Rep at CORE ADVISORY GROUP

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CV

Catherine Victoria Garcia

Arizona·CRD #3078655
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Catheryn Lee Makela

Michigan·CRD #6488302
Dual-registered

Dual-registered at MAINSTAY CAPITAL MANAGEMENT, LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$200k
View profile
CL

Cathey Lynn Paine

California·CRD #2455301
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Cathie A Leonard Ms

Massachusetts·CRD #6649544
IA Rep

Investment Adviser Rep at SUPREME ALLIANCE LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Commission / Hourly / Flat Fee / Other
Minimum
$25k
View profile
CM

Cathi M Rosky

New Jersey·CRD #1705589
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cathleen Ann Ackley

Texas·CRD #5432113
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cathleen Ann Pike

Arizona·CRD #1803626
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Flat Fee
View profile
CL

Cathleen Langlais

Connecticut·CRD #6361791
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 532 | AdvisorFinder