AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Charles Alexander Wiggins

South Carolina·CRD #8062140
Dual-registered

Dual-registered at CAROLINA WEALTH ADVISORS

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly
View profile
CA

Charles Alfred Constantino II

New York·CRD #2445532
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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CA

Charles Alfred Tharnstrom

California·CRD #1411749
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
8
Since
1985
Est. fee
AUM / Commission / Flat Fee
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CA

Charles Allan Mears Jr

Alabama·CRD #2516228
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
5
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CA

Charles Allen Young III

Florida·CRD #6718268
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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CA

Charles Alston Phillips Jr.

District Of Columbia·CRD #5498096
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
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CA

Charles Alvin Sewell

Tennessee·CRD #1327173
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CA

Charles Anderson Lambeth

Texas·CRD #868718
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Charles Anderson Moore III

Maryland·CRD #6162361
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
13 yrs
States
2
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CA

Charles Andrew Castle

South Carolina·CRD #7328613
IA Rep

Investment Adviser Rep at WEALTH MANAGEMENT

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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CA

Charles Andrew Koch

Texas·CRD #4613975
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CA

Charles Andrew Samuelsohn

New York·CRD #7100341
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Charles Andrew Schlaepfer

Colorado·CRD #8216715
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Charles Andrew Trachsel

Missouri·CRD #2453704
Dual-registered

Dual-registered at RETIREMENT PLAN ADVISORS, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CA

Charles Andrew Triplett

Mississippi·CRD #5382986
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Charles Anthony Aronica IV

Nebraska·CRD #5800966
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Flat Fee / Performance-based
View profile
CA

Charles Anthony Deangellis II

Pennsylvania·CRD #6703633
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Other
View profile
CA

Charles Anthony Labanowski

Texas·CRD #7478232
IA Rep

Investment Adviser Rep at GOODLANDER INVESTMENT MANAGEMENT, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Performance-based
Minimum
$1.0M
View profile
CA

Charles Anthony Massiatte

Texas·CRD #6898823
Dual-registered

Dual-registered at MARTIN CAPITAL ADVISORS, LLP

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM
Minimum
$1.0M
View profile
CA

Charles Anthony Scavone IV

New Jersey·CRD #6680009
Dual-registered

Dual-registered at NEST EGG

Experience
10 yrs
States
3
Exams
4
Since
2016
Fee
AUM
Minimum
$1k
View profile
CA

Charles Anthony Triaga III

New York·CRD #1804643
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
38 yrs
States
1
Exams
5
Since
1988
Fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Charles Anthony Truhlar

Arizona·CRD #4533534
Dual-registered

Dual-registered at ACRYLIC FINANCIAL, INC.

Experience
16 yrs
States
7
Exams
7
Since
2010
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
CA

Charles Anthony Vickery

California·CRD #6528772
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
11 yrs
States
2
Exams
5
Since
2015
Fee
AUM / Other
View profile
CA

Charles A Nuttycombe

Texas·CRD #5965456
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
6
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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