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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Charles A Petitjean

Oregon·CRD #6829472
IA Rep

Investment Adviser Rep at BARKER WEALTH MANAGEMENT, LLC

Experience
5 yrs
States
2
Exams
1
Since
2021
Fee
AUM / Hourly
View profile
CA

Charles A Powell

Ohio·CRD #6562061
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
1
Exams
2
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Charles Arnold Loretto

Texas·CRD #5483295
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
18 yrs
States
1
Exams
1
Since
2008
Fee
AUM / Hourly / Flat Fee
View profile
CA

Charles A Royal III

North Carolina·CRD #6865487
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Charles Arthur Tucker

Arizona·CRD #5716706
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Charles Arthur White

North Carolina·CRD #7188538
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
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CA

Charles Ashley Enders

Tennessee·CRD #5914612
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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CA

Charles Augustus Krause

Connecticut·CRD #2169396
Dual-registered

Dual-registered at FAIRFIELD, BUSH & CO.

Experience
34 yrs
States
1
Exams
6
Since
1992
Fee
AUM / Flat Fee
Minimum
$500k
View profile
CA

Charles Austin Carazo

Louisiana·CRD #6522059
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CA

Charles Austin Sacco

New York·CRD #6618055
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Charles Austin Stephens

Florida·CRD #2960614
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
4
Exams
3
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Charles Baber White

Virginia·CRD #3023642
IA Rep

Investment Adviser Rep at PETTYJOHN, WOOD & WHITE, INC.

Experience
24 yrs
States
1
Exams
1
Since
2002
Est. fee
AUM
Minimum
$1.0M
View profile
CB

Charles Barry Lipson

California·CRD #1875916
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
1
Exams
6
Since
1989
Est. fee
AUM / Flat Fee
View profile
CB

Charles Bateman Parsons

Colorado·CRD #6292792
IA Rep

Investment Adviser Rep at PARSONS CAPITAL MANAGEMENT INC

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Charles B Bender III

Maryland·CRD #5835396
IA Rep

Investment Adviser Rep at FINANCIAL CONSULATE

Experience
15 yrs
States
2
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Charles Beaman Jimerson Jr

California·CRD #1374856
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
39 yrs
States
5
Exams
4
Since
1987
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
CB

Charles Belluardo

Florida·CRD #2194815
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
9
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Charles Benjamin Novy

Texas·CRD #7971794
IA Rep

Investment Adviser Rep at ELTEKON ADVISORS, LLC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CB

Charles Bennett Allison

Texas·CRD #4615330
Dual-registered

Dual-registered at M. E. ALLISON & CO., INC.

Experience
24 yrs
States
1
Exams
8
Since
2002
Est. fee
AUM / Hourly / Other
Minimum
$100k
View profile
CB

Charles Bennett Milstein Sr

New Jersey·CRD #2121037
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
1
Exams
4
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Charles Benson Cannon

Tennessee·CRD #846338
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
48 yrs
States
2
Exams
8
Since
1978
Est. fee
AUM / Flat Fee
View profile
CB

Charles Bernard Poindexter II

Illinois·CRD #1969335
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
1
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Charles B James

South Carolina·CRD #4208929
Dual-registered

Dual-registered at &PARTNERS

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CB

Charles Blake Booth

Tennessee·CRD #7968962
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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