AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Charles B Mathes

Texas·CRD #5980160
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
15 yrs
States
1
Exams
9
Since
2011
Fee
AUM / Flat Fee / Performance-based
View profile
CB

Charles B Miller III

California·CRD #7556677
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Charles Bradford Jackson Jr

Florida·CRD #2843067
IA Rep

Investment Adviser Rep at SOUTHEAST ASSET ADVISORS, LLC

Experience
29 yrs
States
2
Exams
1
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CB

Charles Bradford Smoak Jr

Nevada·CRD #1569981
IA Rep

Investment Adviser Rep at THE AMERIFLEX GROUP

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Charles Bradley Campbell

Florida·CRD #3030693
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CB

Charles Brausch

Ohio·CRD #7590392
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
CB

Charles Brinkman

North Carolina·CRD #5865887
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
7
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Charles Browder Smith

Texas·CRD #6007735
IA Rep

Investment Adviser Rep at ROBERT HARRELL, INCORPORATED

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM / Flat Fee
View profile
CB

Charles Bryan Tutt

Oklahoma·CRD #3074098
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
28 yrs
States
1
Exams
5
Since
1998
Fee
AUM / Hourly / Flat Fee / Other
View profile
CB

Charles Buckley Driscoll

Connecticut·CRD #6970748
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Charles Burton Radlauer

Florida·CRD #2895611
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
23 yrs
States
1
Exams
6
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CC

Charles Caesar Claver

California·CRD #5782650
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Charles Cain

New Jersey·CRD #7522958
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Charles Calvin Dierks II

Florida·CRD #2032419
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
3
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Charles Cameron Lewis Bell

Maryland·CRD #2212340
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Charles Carroll Gould Jr

Pennsylvania·CRD #2746266
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Charles Casey Cunningham

Texas·CRD #7975146
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CC

Charles C Daugherty

Idaho·CRD #7991454
IA Rep

Investment Adviser Rep at CG ADVISORY SERVICES

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5k
View profile
CC

Charles Cecil Bartler

Florida·CRD #842396
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
49 yrs
States
2
Exams
10
Since
1977
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Charles C Hall

Texas·CRD #4338213
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Charles C Hedde II

Indiana·CRD #6655477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Charles Christopher Stanley

North Carolina·CRD #4433794
IA Rep

Investment Adviser Rep at FUND DIRECT ADVISORS INC.

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
View profile
CC

Charles Christopher Stennett

Florida·CRD #5732631
Dual-registered

Dual-registered at SAVVY

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CC

Charles Clarence Smith Jr

Florida·CRD #871804
IA Rep

Investment Adviser Rep at DELTA ADVISORY GROUP, INC.

Experience
36 yrs
States
2
Exams
4
Since
1990
Est. fee
AUM / Hourly
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 552 | AdvisorFinder