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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CC

Charles Clifford Bright

Missouri·CRD #5543155
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
18 yrs
States
1
Exams
7
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Charles Code

N/A·CRD #7823402
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
2 yrs
Exams
1
Since
2024
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CC

Charles Colby

New York·CRD #7979875
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Charles Coleman King

Pennsylvania·CRD #1360425
Dual-registered

Dual-registered at 1919 INVESTMENT COUNSEL, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
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CC

Charles Collins Anderson III

Texas·CRD #1294479
IA Rep

Investment Adviser Rep at VERITY INVESTMENT PARTNERS

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM / Flat Fee
Minimum
$100k
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CC

Charles Comeau

Texas·CRD #2733613
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
30 yrs
States
1
Exams
2
Since
1996
Fee
AUM / Flat Fee / Performance-based
View profile
CC

Charles Costa Evangelakos

Massachusetts·CRD #2349616
Dual-registered

Dual-registered at PALLAS CAPITAL ADVISORS, LLC

Experience
32 yrs
States
1
Exams
5
Since
1994
Fee
AUM / Hourly / Flat Fee
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CC

Charles Craig Andrzejewski

Connecticut·CRD #5678984
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Charles Craig Blades

Texas·CRD #1996566
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
9
Since
1990
Est. fee
AUM / Commission / Flat Fee
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CC

Charles C Richardson

New Jersey·CRD #7543696
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Charles Cromer King

North Carolina·CRD #3136346
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
7
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Charles Crompton Heaton IV

Texas·CRD #4582772
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Charles Curtis Robey

Illinois·CRD #4448375
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Charles Daniel Sears

Maine·CRD #4394769
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Charles Daniel Yancey

Oklahoma·CRD #1067233
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CD

Charles David Cowgill

Washington·CRD #4947735
Dual-registered

Dual-registered at RICHARDS MERRILL WEALTH MANAGEMENT

Experience
20 yrs
States
1
Exams
7
Since
2006
Est. fee
AUM / Flat Fee
View profile
CD

Charles David Crouch

Tennessee·CRD #2122991
Dual-registered

Dual-registered at AGP FRANKLIN, LLC

Experience
35 yrs
States
1
Exams
6
Since
1991
Fee
AUM
View profile
CD

Charles David Davenport

Texas·CRD #4821371
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Charles David Hyman

Florida·CRD #1288578
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CD

Charles David Hynes

Minnesota·CRD #7054180
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
3 yrs
States
1
Exams
3
Since
2023
Fee
AUM / Hourly / Flat Fee / Other
View profile
CD

Charles David Lautz

N/A·CRD #2493734
Dual-registered

Dual-registered at MONEX ASSET MANAGEMENT, INC.

Experience
31 yrs
Exams
6
Since
1995
Est. fee
AUM / Flat Fee
Minimum
$300k
View profile
CD

Charles David Luzadis

Minnesota·CRD #7982175
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Charles David Pipes

Alabama·CRD #8233766
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

States
2
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CD

Charles David Ruch

Tennessee·CRD #1189159
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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