AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Charles J Mirabal Jr

New York·CRD #7736138
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charles John Capilets III

New York·CRD #6989076
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charles John Capilets Jr

New York·CRD #2610269
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charles John Ehnot

Pennsylvania·CRD #872769
Dual-registered

Dual-registered at SUPREME ALLIANCE LLC

Experience
45 yrs
States
1
Exams
9
Since
1981
Est. fee
AUM / Commission / Hourly / Flat Fee / Other
Minimum
$25k
View profile
CJ

Charles John Romano

New Jersey·CRD #6904500
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Charles John Terrazas

California·CRD #2332918
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Charles Jonathan Emanuel

Tennessee·CRD #5540246
Dual-registered

Dual-registered at APEX STRATEGIC WEALTH, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charles Joseph Abboud

Louisiana·CRD #1774605
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charles Joseph Alfaro

New York·CRD #6847707
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charles Joseph Costa III

Georgia·CRD #1084949
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
44 yrs
States
2
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charles Joseph Henninger Jr

Georgia·CRD #4343294
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CJ

Charles Joseph Johansen III

Texas·CRD #2212837
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Charles Joseph Massimo

New York·CRD #1535863
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
33 yrs
States
1
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CJ

Charles Joseph Matthews IV

Pennsylvania·CRD #6495085
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
CJ

Charles Joseph Minnich IV

Pennsylvania·CRD #1991467
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Charles Joseph Neff Jr

Nevada·CRD #7419263
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CJ

Charles Joseph Pisoni Jr

Arizona·CRD #1755942
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Flat Fee
View profile
CJ

Charles Joseph Principato

Connecticut·CRD #7833787
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Charles Joseph Ramos

California·CRD #1613649
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CJ

Charles Joseph Winninger

Texas·CRD #4078702
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Charles J Pacana

Florida·CRD #3104714
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Charles J Sailor

California·CRD #6089565
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Charles J Shaw

New York·CRD #6026263
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charles J Vail

New Jersey·CRD #4992449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 561 | AdvisorFinder