AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CK

Charles K Chen

California·CRD #4163280
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Charles Keith Dixon

North Carolina·CRD #1413773
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
34 yrs
States
1
Exams
9
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Charles Keith Kiker

Illinois·CRD #2402823
Dual-registered

Dual-registered at VESTGEN ADVISORS, LLC

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Charles Keith Odell

Texas·CRD #1526031
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
40 yrs
States
2
Exams
8
Since
1986
Est. fee
AUM / Flat Fee
View profile
CK

Charles Keith Stewart

North Carolina·CRD #6707271
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Charles Kendall Hill

Pennsylvania·CRD #2345869
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Charles Kenneth Trew

Georgia·CRD #6022327
Dual-registered

Dual-registered at BELLWETHER INVESTMENT GROUP, LLC

Experience
3 yrs
States
2
Exams
2
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Charles Kent Verruggio

Pennsylvania·CRD #4203594
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CK

Charles Kevin Porter Jr.

Pennsylvania·CRD #4929477
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
21 yrs
States
1
Exams
2
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CK

Charles K Green

North Carolina·CRD #7008092
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Charles Kilborn

Illinois·CRD #6970821
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Charles Kim

New Jersey·CRD #2750217
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Charles King

Colorado·CRD #1137602
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
4
Exams
6
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Charles K Pouliot

New Jersey·CRD #5430319
Dual-registered

Dual-registered at WEALTH EFFECTS

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
AUM
View profile
CL

Charles Lang Bailey Jr Jr

Texas·CRD #5786098
Dual-registered

Dual-registered at AMERICANA PARTNERS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
View profile
CL

Charles Lawrence Copeland

California·CRD #3046149
Dual-registered

Dual-registered at ELEVAGE PARTNERS, LLC

Experience
26 yrs
States
1
Exams
2
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
CL

Charles Lawrence Dettloff

Michigan·CRD #2423584
Dual-registered

Dual-registered at LIBERTY CAPITAL MANAGEMENT INC

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Charles L Cutshall

Pennsylvania·CRD #2909006
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Charles Lee

Connecticut·CRD #4686159
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Other
View profile
CL

Charles Lee Barber

Louisiana·CRD #6466856
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CL

Charles Lee Bowes

California·CRD #4804519
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
22 yrs
States
1
Exams
1
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CL

Charles Lee Johnson

Tennessee·CRD #4624837
Dual-registered

Dual-registered at SOUTHERN CAPITAL ADVISORS, LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly
Minimum
$50k
View profile
CL

Charles Lee Simmons

Louisiana·CRD #2145300
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
35 yrs
States
1
Exams
3
Since
1991
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CL

Charles Lee Williams Jr

Indiana·CRD #2068022
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 562 | AdvisorFinder