AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CP

Charles Patrick Evans

Wisconsin·CRD #6172611
IA Rep

Investment Adviser Rep at MARIETTA INVESTMENT PARTNERS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM
Minimum
$2.0M
View profile
CP

Charles Patrick Faulhaber

California·CRD #5168755
Dual-registered

Dual-registered at LIDO

Experience
19 yrs
States
4
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CP

Charles Patrick Mattingly

Tennessee·CRD #5782195
Dual-registered

Dual-registered at LEADING EDGE FINANCIAL PLANNING LLC

Experience
16 yrs
States
2
Exams
2
Since
2010
Fee
AUM
View profile
CP

Charles Patrick Pierce Jr

Kentucky·CRD #1681730
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
3
Exams
7
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Charles Patrick Smith

Ohio·CRD #4218022
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Fee
AUM / Other
View profile
CP

Charles Patrick Williams

Illinois·CRD #2051609
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
35 yrs
States
1
Exams
6
Since
1991
Fee
AUM / Hourly / Flat Fee / Other
View profile
CP

Charles Paul Boinske

Pennsylvania·CRD #7298870
Dual-registered

Dual-registered at MODERA WEALTH MANAGEMENT, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Fee
AUM / Hourly / Flat Fee
View profile
CP

Charles Paul Kateridge

California·CRD #2481595
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
21 yrs
States
3
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CP

Charles P Balducci

Connecticut·CRD #2955423
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
4
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Charles P Duckworth

Mississippi·CRD #1762755
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Charles Pesavento

New Jersey·CRD #6952624
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Charles Philip Boinske

Pennsylvania·CRD #1295580
Dual-registered

Dual-registered at MODERA WEALTH MANAGEMENT, LLC

Experience
33 yrs
States
2
Exams
4
Since
1993
Fee
AUM / Hourly / Flat Fee
View profile
CP

Charles Philip Lee

California·CRD #5632507
IA Rep

Investment Adviser Rep at LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Charles Philip Staples

North Carolina·CRD #6671892
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Fee
AUM / Other
View profile
CP

Charles Phillip Charis

California·CRD #2861227
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Charles Phillip Wurster

Illinois·CRD #2774382
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
9
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Charles P Hoffmann

New Jersey·CRD #2481144
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CP

Charles P Hrissikopoulos

Texas·CRD #2833818
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Charles P Rose

California·CRD #7379589
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Charles P Sours

New Mexico·CRD #7210665
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
6 yrs
States
1
Exams
3
Since
2020
Fee
AUM
Minimum
$100k
View profile
CP

Charles P Tallman

Georgia·CRD #6383157
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Charles P Utz

North Carolina·CRD #4218698
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles Raburn West III

Tennessee·CRD #7386965
IA Rep

Investment Adviser Rep at RAYBURN WEST FINANCIAL SERVICES

Experience
5 yrs
States
1
Exams
6
Since
2021
Est. fee
AUM
View profile
CR

Charles Randall Steele Sr

Florida·CRD #2346450
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM / Hourly
Minimum
$25k
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 566 | AdvisorFinder