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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CR

Charles Randal Morris

Arizona·CRD #1096446
Dual-registered

Dual-registered at SUMMIT WEALTH GROUP

Experience
43 yrs
States
2
Exams
7
Since
1983
Est. fee
AUM / Flat Fee
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CR

Charles Rayburn West Jr

Tennessee·CRD #2205187
Dual-registered

Dual-registered at RAYBURN WEST FINANCIAL SERVICES

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM
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CR

Charles Raymond Houle

California·CRD #3155432
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
8
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CR

Charles Raymond Shimer III

North Carolina·CRD #4605945
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
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CR

Charles Ray Parks

California·CRD #1060906
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
6
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CR

Charles Ray Stephan Jr

Florida·CRD #1540581
Dual-registered

Dual-registered at COORDINATED CAPITAL SECURITIES, INC.

Experience
38 yrs
States
2
Exams
7
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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CR

Charles R Doughty

Arizona·CRD #6067549
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
13 yrs
States
1
Exams
9
Since
2013
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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CR

Charles Reed Cherington

Texas·CRD #2370355
Dual-registered

Dual-registered at ARA PARTNERS

Experience
16 yrs
States
1
Exams
3
Since
2010
Fee
AUM / Performance-based
Minimum
$5.0M
View profile
CR

Charles Reed Dickinson Jr.

North Carolina·CRD #7613897
IA Rep

Investment Adviser Rep at FIRST CITIZENS ASSET MANAGEMENT, INC

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM
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CR

Charles Reutemann

New York·CRD #6205424
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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CR

Charles R. Green

Florida·CRD #1491989
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
3
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Charles Richard Davis II

Indiana·CRD #5441093
IA Rep

Investment Adviser Rep at OXFORD FINANCIAL GROUP, LTD

Experience
19 yrs
States
1
Exams
1
Since
2007
Fee
AUM / Flat Fee
View profile
CR

Charles Richard Hurtgen

Florida·CRD #3116481
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
5
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Charles Richard Leapley

Maryland·CRD #5425177
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
3
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Charles Richard Lewis

California·CRD #703777
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
2
Exams
3
Since
1980
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles Richard Manthey

Texas·CRD #1675091
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Charles Richard Peterson

Texas·CRD #1938383
Dual-registered

Dual-registered at THE GOFF FINANCIAL GROUP

Experience
14 yrs
States
1
Exams
4
Since
2012
Fee
AUM / Hourly / Flat Fee
View profile
CR

Charles Richard Rey

Louisiana·CRD #7346708
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
CR

Charles Rick Ketner

North Carolina·CRD #2163962
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile
CR

Charles R Meder

North Carolina·CRD #7528450
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles R Nickel

Texas·CRD #2966507
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles R. Northrup

Connecticut·CRD #4001043
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles Robert Carroll

Arizona·CRD #2595125
IA Rep

Investment Adviser Rep at TFO FAMILY OFFICE PARTNERS

Experience
20 yrs
States
1
Exams
2
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CR

Charles Robert Hanley IV

Maryland·CRD #7806351
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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