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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CR

Charles Robert Hoene

Texas·CRD #2896042
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
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CR

Charles Robert Lihota

Rhode Island·CRD #7738504
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles Robert Paty

Texas·CRD #2440892
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
23 yrs
States
1
Exams
3
Since
2003
Fee
AUM / Flat Fee / Performance-based
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CR

Charles Robert Pollack

New York·CRD #1850884
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
1
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
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CR

Charles Romano

California·CRD #6242093
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
13 yrs
States
1
Exams
6
Since
2013
Fee
AUM / Other
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CR

Charles Ronald McKinney

Arizona·CRD #4199558
Dual-registered

Dual-registered at FINANCIAL SECURITY ADVISORY INC

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Hourly
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CR

Charles Ross Baker

Florida·CRD #2741162
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles Rush Carter

Florida·CRD #6557071
IA Rep

Investment Adviser Rep at OXFORD FINANCIAL GROUP, LTD

Experience
11 yrs
States
4
Exams
4
Since
2015
Fee
AUM / Flat Fee
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CR

Charles Russell Eichner

Wisconsin·CRD #4987432
Dual-registered

Dual-registered at TRANSCEND ADVISOR GROUP, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$80k
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CR

Charles Russell Hammond IV

North Carolina·CRD #7089211
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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CR

Charles Russell McKee Jr

Florida·CRD #6805459
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles R Worms

Illinois·CRD #7932321
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charles Ryan Nail

Texas·CRD #6940282
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Charles Sailor III

California·CRD #7119438
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Charles Samuel Edwards

South Carolina·CRD #7299720
IA Rep

Investment Adviser Rep at TANDEM INVESTMENT ADVISORS INC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM
Minimum
$500k
View profile
CS

Charles Savage Willauer

Connecticut·CRD #4431267
Dual-registered

Dual-registered at BRADLEY FOSTER & SARGENT INC

Experience
15 yrs
States
8
Exams
2
Since
2011
Est. fee
AUM / Flat Fee
View profile
CS

Charles S Comer

New York·CRD #1163608
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
37 yrs
States
1
Exams
8
Since
1989
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
CS

Charles Scott Sawtelle

Texas·CRD #4414699
Dual-registered

Dual-registered at SAGA FINANCIAL MANAGEMENT

Experience
21 yrs
States
1
Exams
3
Since
2005
Fee
AUM
Minimum
$50k
View profile
CS

Charles Shelby Cavileer

North Carolina·CRD #7185592
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
7 yrs
States
1
Exams
2
Since
2019
Est. fee
AUM / Other
View profile
CS

Charles Shepherd Nowlin III

Virginia·CRD #5147775
IA Rep

Investment Adviser Rep at PETTYJOHN, WOOD & WHITE, INC.

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM
Minimum
$1.0M
View profile
CS

Charles Simonton

Michigan·CRD #1378176
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Charles Singh Godman

Michigan·CRD #7783672
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CS

Charles Smith

North Carolina·CRD #4188568
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Charles Spartaco Gehring

California·CRD #2552056
IA Rep

Investment Adviser Rep at MISSION CREEK CAPITAL PARTNERS, INC.

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Hourly / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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